SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Supervisory convergence X Joint Committee X Press Releases X
Reset all filters

Q&A on the Benchmarks Regulation (BMR)

ESMA70-145-114
11 December 2019
Reference ESMA70-145-114 Section Benchmarks Supervisory convergence Type Q&A Main document esma70-145-114_qas_on_bmr.pdf Style ESMA document ...

ESMA updates Q&A on MiFIR data reporting

06 December 2019
submission of reference data and transactions under MiFIR. In particular, the Q&As relate ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type Q&A Main document esma70-1861941480-56_qas_mifir_data_reporting.pdf Style ESMA document ...

ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics

05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Background The purpose of these Q&As is to promote common supervisory approaches and practices in ... to transparency and market structures issues.  ESMA will continue to develop these Q&As in the coming months ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
04 December 2019
Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

Questions and Answers on CSDR

ESMA70-708036281-2
03 December 2019
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...

ESMA updates its Q&As on the Securitisation Regulation

15 November 2019
(Q&As) on the Securitisation Regulation (Regulation 2017/2402). The majority of Q&As in this document ... disclosure which were recently published by the European Commission. In particular, the Q&As clarifies ... Q&As includes a summary table giving an easy overview of the list of Q&As. The order of some ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
of the tick size regime to periodic auctions. Background The purpose of these Q&As is to promote common ... to develop these Q&As in the coming months and will review and update them where required. ...

ESMA updates its CSDR Q&As

02 October 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... relating to the liquidation of its position. Q&As are an important tool to promote common supervisory ... securities settlement systems across the EU. ESMA will continue to develop Q&As on the CSDR in the coming ...

ESMA updates EMIR Q&A

02 October 2019
from the European Markets Infrastructure Regulation (EMIR). The Q&As clarify: OTC Question 2(h) on ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ... to transparency and market structures issues. ESMA will continue to develop these Q&As in the coming months ...

ESMA warns CFDs providers on application of product intervention measures

12 July 2019
decisions, taking into consideration clarifications provided in relevant Q&As and the content of this ...

ESMA updates the CSDR Q&As

11 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest CSDR Q&As clarify aspects ... such does not qualify as internalised settlement.   Q&As are an important tool to promote common ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... market sizes The purpose of these Q&As is to promote common supervisory approaches and practices in ...

ESMA updates the CSDR Q&As

01 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... regarding the scope of financial instruments subject to internalised settlement reporting. Q&As are ... the EU. ESMA will continue to develop Q&As on the CSDR in the coming months and will review and update ...

ESMA updates the CSDR Q&As

18 June 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... Member State. Q&As are an important tool to promote common supervisory approaches and practices in ...

ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...