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Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
in the past 12 months ESMA issued a large number of guidelines and Q&As – often in response ...

European Supervisory Authorities publish Q&A on the Key Information Document (KID)

04 July 2017
Fund Management Joint Committee Today, the European Supervisory Authorities (ESAs) published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Pro ...

Questions and Answers on Big Data

2016/JCESA QA
19 December 2016
Reference 2016/JCESA QA Section Joint Committee Type Q&A Main document 2016-jcesa_qa_on_big_data.pdf Style ESMA document ...

European Supervisory Authorities plan to issue Q&As on PRIIPS

01 July 2016
Fund Management Joint Committee The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has published today a letter to the European Parliament and European Council on the supervisory convergence work by the ESAs i ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...

Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)

2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...

ESMA publishes a Q&A on Short-Selling Regulation

2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...