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Q&A on the Market Abuse Regulation

ESMA70-145-111
29 March 2019
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relat ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates its market abuse Q&As

23 March 2018
Market Abuse The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) on the implementation of the Market Abuse Regulation (MAR). The purpose of the Q&A document is to promote common supervisory appro ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

ESMA updates MAR Q&As

14 December 2017
Market Abuse The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&A) document regarding the implementation of the Market Abuse Regulation (MAR). The Q&A clarifies the time span for the calculation o ...

MISSED THE ESMA CONFERENCE? WATCH IT NOW

20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled  The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
in the past 12 months ESMA issued a large number of guidelines and Q&As – often in response ...

ESMA updates Q&A on MAR

01 September 2017
Market Abuse Market Integrity The European Securities and Markets Authority (ESMA) has updated its Questions & Answers (Q&A) document regarding the implementation of the Market Abuse Regulation (MAR).The European Securities and Markets Authority ( ...

European Supervisory Authorities publish Q&A on the Key Information Document (KID)

04 July 2017
Fund Management Joint Committee Today, the European Supervisory Authorities (ESAs) published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Pro ...

ESMA updates its MAR Q&As

30 May 2017
(MAR). The updated Q&As include new answers regarding: Disclosure of inside information related ... review these Q&As and update them where required. ...

ESMA publishes updated MAR Q&A

20 December 2016
practices in the application of the MAR and its implementing measures. Today’s Q&As include new detailed ...

Questions and Answers on Big Data

2016/JCESA QA
19 December 2016
Reference 2016/JCESA QA Section Joint Committee Type Q&A Main document 2016-jcesa_qa_on_big_data.pdf Style ESMA document ...

ESMA issues Q&As on the implementation of MAR

26 October 2016
promoting common supervisory approaches and practices. In this regard, the Authority develops Q&As as ... Today’s Q&As include detailed answers on: Managers’ transactions; and Investment recommendation and ...

ESMA updates its MAR Q&As

13 July 2016
(MAR). The updated Q&As include new answers regarding managers’ transactions. ...

European Supervisory Authorities plan to issue Q&As on PRIIPS

01 July 2016
Fund Management Joint Committee The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has published today a letter to the European Parliament and European Council on the supervisory convergence work by the ESAs i ...

ESMA issues Q&A on MAR implementation

30 May 2016
to detect and report suspicious orders and transactions. Q&As are an important tool to promote common ...

ESMA publishes updated Q&A on the Market Abuse Directive "MAD"

01 April 2016
Market Abuse The European Securities and Markets Authority (ESMA) has published an updated Questions and Answers (Q&A) on the common operation of the Market Abuse Directive "MAD". The purpose of this document is to promote convergent impleme ...

Q&A Market Abuse Directive

2016/419
01 April 2016
Reference 2016/419 Section Market Abuse Type Q&A Main document 2016-419_qa_market_abuse_directive.pdf Style ESMA document ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...