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ESMA UPDATES ITS Q&As RELATING TO THE PROSPECTUS REGULATION

18 February 2020
and Answers on the Prospectus Regulation with two new Q&As.   The two Q&As provide ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ... investor protection. Next steps: These Q&As have been added to ESMA’s prospectus Q&A document ...

Q&As on the Prospectus Regulation

ESMA31-62-1258
18 February 2020
Reference ESMA31-62-1258 Section Prospectus Type Q&A Main document esma31-62-1258_prospectus_regulation_qas.pdf Style ESMA document ...

ESMA updates AIFMD Q&A

04 December 2019
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Alternative Investment Fund Managers Directive (AIFMD) ESMA has added one new Q&A on the AIFMD reporting to Nati ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

ESMA UPDATES ITS Q&As RELATING TO THE PROSPECTUS REGULATION

04 December 2019
and Answers on the Prospectus Regulation with two new Q&As.   The two Q&As provide ... fall neatly within a specific disclosure regime. The purpose of these Q&As is to promote common ... asymmetries of information between issuers and improve investor protection. Next steps: These Q&As have ...

ESMA updates its Q&As relating to the Prospectus Regulation

12 July 2019
Q&As relating to Regulation (EU) 2017/1129 (the ‘Prospectus Regulation’). Three of these Q&As ... publishing twenty-two Q&As that have been updated in relation to the Prospectus Regulation. These ... Q&As were originally published in relation to Directive 2003/71/EC (the ‘Prospectus Directive’). ESMA ...

ESMA PUBLISHES UPDATED AIFMD AND UCITS Q&AS

04 June 2019
The Q&As relate to the following: distinction between depositary functions and mere supporting tasks that ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference

03 April 2019
take an extra hit in case of overall lower gross returns. and “The new ESMA Q&As adopt a broad ...

ESMA updates AIFMD Q&As

29 March 2019
has added two new Q&As on calculation of leverage under AIFMD. The Q&As provides clarification ...

ESMA Q&As clarify benchmark disclosure obligations for UCITS

29 March 2019
Transferable Securities (UCITS) Directive.  The updated Q&As clarify the UCITS KIID benchmark and past ...

Q&A on the application of the UCITS Directive

ESMA34-43-392
29 March 2019
Reference ESMA34-43-392 Section Fund Management Type Q&A Main document ESMA34_43_392_qa_on_application_of_the_ucits_directive.pdf Style ESMA document ...

ESMA publishes the first Q&As relating to the Prospectus Regulation

27 March 2019
containing nine Q&As relating to Regulation (EU) 2017/1129 (Prospectus Regulation). The Q&As provide ... registration documents and universal registration documents. ESMA is publishing these Q&As in a new ... document in order to separate them from the Q&As published in relation to the Prospectus Directive. ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

ESMA updates AIFMD Q&As

04 October 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers  on the application Alternative Investment Fund Managers Directive (AIFMD). ESMA has added a new Q&A clarifying the application of the AIF ...

ESMA updates UCITS and AIFMD Q&As

23 July 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the Alternative Investme ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates UCITS Q&A

25 May 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q&A document includ ...

ESMA adds new Q&A on profit forecasts

28 March 2018
review these Q&As and update them where required. ...