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Q&A on EMIR implementation

ESMA70-1861941480-52
04 February 2020
Reference ESMA70-1861941480-52 Section Post Trading Type Q&A Main document esma70-1861941480-52_qa_on_emir_implementation.pdf Style ESMA document ...

ESMA clarifies rules for CCPs’ membership criteria and due diligence

07 January 2020
Post Trading The European Securities and Markets Authority (ESMA) has today issued a report on a survey it conducted into membership arrangements and due diligence by central counterparties (CCPs) towards their clearing members.  The report further clarif ...

ESMA updates the CSDR Q&As

03 December 2019
(CSDR). The updated Q&As provide answers to questions regarding practical issues on the implementation ... of the new CSDR regime. The latest CSDR Q&As clarify the application of requirements related to the CSD ... on settlement discipline under CSDR. Q&As are an important tool to promote common supervisory ...

Questions and Answers on CSDR

ESMA70-708036281-2
03 December 2019
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...

ESMA updates its CSDR Q&As

02 October 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... relating to the liquidation of its position. Q&As are an important tool to promote common supervisory ... securities settlement systems across the EU. ESMA will continue to develop Q&As on the CSDR in the coming ...

ESMA updates EMIR Q&A

02 October 2019
from the European Markets Infrastructure Regulation (EMIR). The Q&As clarify: OTC Question 2(h) on ...

ESMA updates its EMIR Q&A

15 July 2019
Q&As to align them, where necessary, with the new text requirements. A new Q&A not related ...

ESMA updates the CSDR Q&As

11 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest CSDR Q&As clarify aspects ... such does not qualify as internalised settlement.   Q&As are an important tool to promote common ...

ESMA updates the CSDR Q&As

01 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... regarding the scope of financial instruments subject to internalised settlement reporting. Q&As are ... the EU. ESMA will continue to develop Q&As on the CSDR in the coming months and will review and update ...

ESMA updates the CSDR Q&As

18 June 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... Member State. Q&As are an important tool to promote common supervisory approaches and practices in ...

ESMA UPDATES Q&A ON EMIR DATA REPORTING

14 June 2019
The Q&As provide further clarity regarding the implementation of EMIR Refit with respect to: Q&A OTC ...

ESMA updates EMIR Q&A

28 May 2019
Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework introduced by ... types of novations of derivative contracts are covered. Background The purpose of these Q&As is ...

ESMA updates the CSDR Q&As

23 May 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... should not be updated in such cases. Q&As are an important tool to promote common supervisory ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA updates Q&A on EMIR data reporting

04 February 2019
Post Trading The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR). The amendments to the existing TR Q&A 34 on Contracts w ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA updates the CSDR Q&As

30 January 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify two ... impossibilities at CSD level. Q&As are an important tool to promote common supervisory approaches and ...

ESMA updates its CSDR Q&As

12 November 2018
(CSDR). The updated Q&As provide answers to questions regarding practical issues on the implementation ... of the new CSDR regime. The latest batch of CSDR Q&As covers the following topics: Provision of services ...   Settlement Discipline: the new Q&As relate to the calculation of cash penalties: the first Q&A ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

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