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ESMA updates Q&A on implementation of CRA Regulation

18 December 2018
ESMA will periodically review these Q&As and update them where required. ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs

08 February 2018
the publication of the Endorsement Guidelines for CRAs; Guidelines on Portability for TRs; various Q&As for ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA

ESMA33-5-87
18 December 2017
Reference ESMA33-5-87 Section Credit Rating Agencies Type Q&A Main document esma33-5-87_questions_and_answers_on_the_implementation_of_the_regulation_eu_no_463_2013_on_credit_rating_agencies.pdf Style ESMA document ...

ESMA issues clarification on the rotation periods of CRA’s analysts

20 November 2017
Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published an update to its Questions and Answers (Q&A) on the application of the CRA Regulation, adding a new section on Organisational Requirements.  This new section add ...

MISSED THE ESMA CONFERENCE? WATCH IT NOW

20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled  The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...

ESMA issues clarification on credit ratings and rating outlooks publication timelines

29 March 2017
section on Disclosure and Presentation of Credit Ratings.   The new section contains new Q&As which ...

ESMA publishes updated CRA Q&A

16 December 2015
Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published an updated questions and answers on the application of the Credit Rating Agencies Regulation. The revised Q&A clarifies the definition of unsolicited credit rati ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...
10 July 2013
publishing Q&As which will clarify some provisions and requirements of the CRA3 Regulation. Contact ...

Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)

2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...

ESMA publishes a Q&A on Short-Selling Regulation

2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...