SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Short Selling X Board of Supervisors X CESR Archive X
Reset all filters

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

MISSED THE ESMA CONFERENCE? WATCH IT NOW

20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled  The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...

Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)

2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...

ESMA publishes a Q&A on Short-Selling Regulation

2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...

Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 1

10-1264 Q&A 1
27 October 2010
Reference 10-1264 Q&A 1 Section CESR Archive Type CLOSED Procedure Main document 10_1264_uu_questions_uu_reponses_uu_2.pdf Style ESMA document ...

Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 2

10-1264 Q&A 2
27 October 2010
Reference 10-1264 Q&A 2 Section CESR Archive Type CLOSED Procedure Main document 10_1264_uu_questions_uu_reponses_uu_3.pdf Style ESMA document ...

FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members

10-521
04 June 2010
Reference 10-521 Section CESR Archive Type Q&A Main document 10_521.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members

10-222
08 March 2010
Reference 10-222 Section CESR Archive Type Q&A Main document 10_222.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A

08-483
04 September 2008
Reference 08-483 Section CESR Archive Type Letter Main document 08_483.pdf Style ESMA document ...

Q&A on Best Execution

07-320
29 May 2007
Reference 07-320 Section CESR Archive Type Q&A Main document 07_320.pdf Style ESMA document ...

Feedback statement - Q&A on Best Execution

07-321
29 May 2007
Reference 07-321 Section CESR Archive Type CESR Document Main document 07_321.pdf Style ESMA document ...

MAD AMPs - Frequently Asked Questions

05-365
03 June 2005
Reference 05-365 Section CESR Archive Type Q&A Main document 05_365.pdf Style ESMA document ...