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Market Abuse
Market Integrity
Q&A on the Market Abuse Regulation
ESMA70-145-111
29 March 2019
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relat ...
Short Selling
Net short position notification thresholds for sovereign issuers
Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...
Short Selling
Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)
ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...
Market Abuse
ESMA updates its market abuse Q&As
23 March 2018
Market Abuse The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) on the implementation of the Market Abuse Regulation (MAR). The purpose of the Q&A document is to promote common supervisory appro ...
Short Selling
ESMA updates its Q&A on short selling
05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...
Market Abuse
ESMA updates MAR Q&As
14 December 2017
Market Abuse The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&A) document regarding the implementation of the Market Abuse Regulation (MAR). The Q&A clarifies the time span for the calculation o ...
Board of Supervisors
MISSED THE ESMA CONFERENCE? WATCH IT NOW
20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...
Market Abuse
Market Integrity
ESMA updates Q&A on MAR
01 September 2017
Market Abuse Market Integrity The European Securities and Markets Authority (ESMA) has updated its Questions & Answers (Q&A) document regarding the implementation of the Market Abuse Regulation (MAR).The European Securities and Markets Authority ( ...
Market Abuse
Market Integrity
ESMA updates its MAR Q&As
30 May 2017
(MAR). The updated Q&As include new answers regarding: Disclosure of inside information related ... review these Q&As and update them where required. ...
Market Abuse
Market Integrity
ESMA publishes updated MAR Q&A
20 December 2016
practices in the application of the MAR and its implementing measures. Today’s Q&As include new detailed ...
Market Abuse
Market Integrity
ESMA issues Q&As on the implementation of MAR
26 October 2016
promoting common supervisory approaches and practices. In this regard, the Authority develops Q&As as ... Today’s Q&As include detailed answers on: Managers’ transactions; and Investment recommendation and ...
Market Abuse
Market Integrity
ESMA updates its MAR Q&As
13 July 2016
(MAR). The updated Q&As include new answers regarding managers’ transactions. ...
Market Abuse
Market Integrity
ESMA issues Q&A on MAR implementation
30 May 2016
to detect and report suspicious orders and transactions. Q&As are an important tool to promote common ...
Market Abuse
ESMA publishes updated Q&A on the Market Abuse Directive "MAD"
01 April 2016
Market Abuse The European Securities and Markets Authority (ESMA) has published an updated Questions and Answers (Q&A) on the common operation of the Market Abuse Directive "MAD". The purpose of this document is to promote convergent impleme ...
Market Abuse
Q&A Market Abuse Directive
2016/419
01 April 2016
Reference 2016/419 Section Market Abuse Type Q&A Main document 2016-419_qa_market_abuse_directive.pdf Style ESMA document ...
Short Selling
Short Selling
15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...
Short Selling
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)
2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...
Short Selling
Market Integrity
ESMA publishes a Q&A on Short-Selling Regulation
2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...