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Fund Management
ESMA updates AIFMD Q&A
04 December 2019
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Alternative Investment Fund Managers Directive (AIFMD) ESMA has added one new Q&A on the AIFMD reporting to Nati ...
Fund Management
Supervisory convergence
Q&A on the Application of the AIFMD
ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...
Fund Management
ESMA PUBLISHES UPDATED AIFMD AND UCITS Q&AS
04 June 2019
The Q&As relate to the following: distinction between depositary functions and mere supporting tasks that ...
Fund Management
MiFID - Investor Protection
Risk Analysis & Economics - Markets Infrastructure Investors
Speeches
Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference
03 April 2019
take an extra hit in case of overall lower gross returns. and “The new ESMA Q&As adopt a broad ...
Fund Management
ESMA updates AIFMD Q&As
29 March 2019
has added two new Q&As on calculation of leverage under AIFMD. The Q&As provides clarification ...
Fund Management
ESMA Q&As clarify benchmark disclosure obligations for UCITS
29 March 2019
Transferable Securities (UCITS) Directive. The updated Q&As clarify the UCITS KIID benchmark and past ...
Fund Management
Q&A on the application of the UCITS Directive
ESMA34-43-392
29 March 2019
Reference ESMA34-43-392 Section Fund Management Type Q&A Main document ESMA34_43_392_qa_on_application_of_the_ucits_directive.pdf Style ESMA document ...
Short Selling
Net short position notification thresholds for sovereign issuers
Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...
Fund Management
ESMA updates AIFMD Q&As
04 October 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application Alternative Investment Fund Managers Directive (AIFMD). ESMA has added a new Q&A clarifying the application of the AIF ...
Fund Management
ESMA updates UCITS and AIFMD Q&As
23 July 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the Alternative Investme ...
Short Selling
Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)
ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...
Fund Management
ESMA updates UCITS Q&A
25 May 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q&A document includ ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence
Steven Maijoor on CMU, Brexit and ESA review – What’s next?
21 March 2018
consult extensively on draft guidelines, the Q&As are reserved for more technical issues and clearly ...
Short Selling
ESMA updates its Q&A on short selling
05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...
Board of Supervisors
MISSED THE ESMA CONFERENCE? WATCH IT NOW
20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...
Fund Management
ESMA updates AIFMD and UCITS Q&As
05 October 2017
Fund Management The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the ...
Fund Management
ESMA publishes updated AIFMD and UCITS Q&A
11 July 2017
Fund Management The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for the Collective I ...
Fund Management
Joint Committee
European Supervisory Authorities publish Q&A on the Key Information Document (KID)
04 July 2017
Fund Management Joint Committee Today, the European Supervisory Authorities (ESAs) published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Pro ...
Fund Management
ESMA publishes updated AIFMD and UCITS Q&As
24 May 2017
(UCITS). The AIFMD Q&As include three new questions and answers on: Reporting to National Competent ... obligation of Article 4(1) of EMIR. The UCITS Q&As include one new question and answer on: Application ...
Fund Management
ESMA publishes updated AIFMD and UCITS Q&As
06 April 2017
Fund Management The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for the Collective I ...