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ESMA UPDATES ITS Q&As RELATING TO THE PROSPECTUS REGULATION

04 December 2019
and Answers on the Prospectus Regulation with two new Q&As.   The two Q&As provide ... fall neatly within a specific disclosure regime. The purpose of these Q&As is to promote common ... asymmetries of information between issuers and improve investor protection. Next steps: These Q&As have ...

Q&As on the Prospectus Regulation

ESMA31-62-1258
04 December 2019
Reference ESMA31-62-1258 Section Prospectus Type Q&A Main document esma31-62-1258_prospectus_regulation_qas.pdf Style ESMA document ...

ESMA updates its Q&As relating to the Prospectus Regulation

12 July 2019
Q&As relating to Regulation (EU) 2017/1129 (the ‘Prospectus Regulation’). Three of these Q&As ... publishing twenty-two Q&As that have been updated in relation to the Prospectus Regulation. These ... Q&As were originally published in relation to Directive 2003/71/EC (the ‘Prospectus Directive’). ESMA ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA publishes the first Q&As relating to the Prospectus Regulation

27 March 2019
containing nine Q&As relating to Regulation (EU) 2017/1129 (Prospectus Regulation). The Q&As provide ... registration documents and universal registration documents. ESMA is publishing these Q&As in a new ... document in order to separate them from the Q&As published in relation to the Prospectus Directive. ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA updates Q&A on implementation of CRA Regulation

18 December 2018
ESMA will periodically review these Q&As and update them where required. ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA adds new Q&A on profit forecasts

28 March 2018
review these Q&As and update them where required. ...

ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs

08 February 2018
the publication of the Endorsement Guidelines for CRAs; Guidelines on Portability for TRs; various Q&As for ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA

ESMA33-5-87
18 December 2017
Reference ESMA33-5-87 Section Credit Rating Agencies Type Q&A Main document esma33-5-87_questions_and_answers_on_the_implementation_of_the_regulation_eu_no_463_2013_on_credit_rating_agencies.pdf Style ESMA document ...

ESMA issues clarification on the rotation periods of CRA’s analysts

20 November 2017
Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published an update to its Questions and Answers (Q&A) on the application of the CRA Regulation, adding a new section on Organisational Requirements.  This new section add ...

ESMA updates its Q&A on Prospectuses

20 October 2017
to the substance of the Q&As and come as a result of the Prospectus Regulation (EU) 2017/1129 becoming ...

MISSED THE ESMA CONFERENCE? WATCH IT NOW

20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled  The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...

ESMA issues clarification on credit ratings and rating outlooks publication timelines

29 March 2017
section on Disclosure and Presentation of Credit Ratings.   The new section contains new Q&As which ...

ESMA updates its Q&A document on prospectus related issues

15 July 2016
Corporate Disclosure Prospectus The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on advertisements and Alternativ ...

ESMA updates its Q&A document on prospectus related issues

06 April 2016
Corporate Disclosure Prospectus The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on the capitalisation and indebt ...

ESMA publishes updated CRA Q&A

16 December 2015
Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published an updated questions and answers on the application of the Credit Rating Agencies Regulation. The revised Q&A clarifies the definition of unsolicited credit rati ...