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ESMA Newsletter - Nº10

18 December 2019
updates its Q&As BMR The European Securities and Markets Authority (ESMA) has issued an update of its ... Q&As on MiFID II and MiFIR transparency and market structures topics The European Securities and ... of ESMA’s Central Counterparty (CCP) Supervisory Committee. 04 December ESMA updates Q&AS on MiFID II ...

ESMA UPDATES ITS Q&As RELATING TO THE PROSPECTUS REGULATION

04 December 2019
and Answers on the Prospectus Regulation with two new Q&As.   The two Q&As provide ... fall neatly within a specific disclosure regime. The purpose of these Q&As is to promote common ... asymmetries of information between issuers and improve investor protection. Next steps: These Q&As have ...

Q&As on the Prospectus Regulation

ESMA31-62-1258
04 December 2019
Reference ESMA31-62-1258 Section Prospectus Type Q&A Main document esma31-62-1258_prospectus_regulation_qas.pdf Style ESMA document ...

ESMA Newsletter - Nº9

20 November 2019
November 2019    15 November  ESMA updates its Q&As on the Securitisation Regulation The European ...

ESMA Newsletter - Nº8

07 October 2019
updates its Q&As on investor protection issues The European Securities and Markets Authority (ESMA) ... updates MiFID II Q&As on transparency and market structures issues The European Securities and Markets ... October ESMA updates its CSDR Q&As The European Securities and Markets Authority (ESMA) has updated ...

ESMA Newsletter - Nº7

04 September 2019
Hungary, Malta and Poland. 29 July​ ESMA updates Q&As on MiFIR data reporting The European Securities ... updates its Q&As relating to the Prospectus Regulation ​ The European Securities and Markets Authority ... Q&As on MiFID II and MiFIR market structure and transparency topics The European Securities and Markets ...

ESMA updates its Q&As relating to the Prospectus Regulation

12 July 2019
Q&As relating to Regulation (EU) 2017/1129 (the ‘Prospectus Regulation’). Three of these Q&As ... publishing twenty-two Q&As that have been updated in relation to the Prospectus Regulation. These ... Q&As were originally published in relation to Directive 2003/71/EC (the ‘Prospectus Directive’). ESMA ...

ESMA Newsletter - Nº5

07 June 2019
decision in respect of the UK by the European Commission (EC). 29 May ESMA UPDATES Q&AS ON MIFID II AND ... (MiFID II/ MiFIR). The updated Q&As provides new answers on best execution and information on costs ... Markets Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework ...

ESMA Newsletter - Nº4

06 May 2019
2 April  ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR TRANSPARENCY TOPICS ESMA has updated its Questions ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA Newsletter - Nº3

04 April 2019
disclosure for UCITS ESMA published Q&As that clarifies the UCITS KIID benchmark and past performance ... Abuse Regulation (MAR). 29 March ESMA UPDATES AIFMD Q&AS ESMA has updated its Questions and Answers ... Q&AS CLARIFY BENCHMARK DISCLOSURE OBLIGATIONS FOR UCITS ESMA has updated its Questions and Answers ...

ESMA publishes the first Q&As relating to the Prospectus Regulation

27 March 2019
containing nine Q&As relating to Regulation (EU) 2017/1129 (Prospectus Regulation). The Q&As provide ... registration documents and universal registration documents. ESMA is publishing these Q&As in a new ... document in order to separate them from the Q&As published in relation to the Prospectus Directive. ...

ESMA Newsletter - Nº2

04 March 2019
Q&As on data reporting under the Market in Financial Instruments Regulation (MiFIR). 1 February MIFID ... Authority (FCA) of the United Kingdom.  1 February ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR MARKET ...

ESMA Newsletter - Nº1

01 February 2019
of contracts for differences (CFDs) to retail clients. 31 January ESMA Q&AS CLARIFY PROSPECTUS AND ... updated Q&As on MiFID II and MiFIR transparency topics) for the systematic internaliser (SI) regime ... Q&AS ESMA has updated its Questions and Answers regarding the implementation of the Central Securities ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA adds new Q&A on profit forecasts

28 March 2018
review these Q&As and update them where required. ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

ESMA updates its Q&A on Prospectuses

20 October 2017
to the substance of the Q&As and come as a result of the Prospectus Regulation (EU) 2017/1129 becoming ...