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Brexit
Corporate Disclosure
Corporate Finance
Supervisory convergence
Transparency
Question and answers on Transparency Directive (TD)
ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...
Brexit
Corporate Disclosure
Corporate Finance
Corporate Governance
Corporate Information
Prospectus
Supervisory convergence
Q&A on Prospectus Related Topics
ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...
Brexit
Corporate Disclosure
Corporate Finance
Prospectus
Supervisory convergence
Transparency
ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit
31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD). The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...
Short Selling
Net short position notification thresholds for sovereign issuers
Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...
Short Selling
Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)
ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence
Steven Maijoor on CMU, Brexit and ESA review – What’s next?
21 March 2018
consult extensively on draft guidelines, the Q&As are reserved for more technical issues and clearly ...
Short Selling
ESMA updates its Q&A on short selling
05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...
Board of Supervisors
MISSED THE ESMA CONFERENCE? WATCH IT NOW
20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...
Short Selling
Short Selling
15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...
Short Selling
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)
2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...
Short Selling
Market Integrity
ESMA publishes a Q&A on Short-Selling Regulation
2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...