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ESMA updates AIFMD Q&A

04 December 2019
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Alternative Investment Fund Managers Directive (AIFMD) ESMA has added one new Q&A on the AIFMD reporting to Nati ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

ESMA PUBLISHES UPDATED AIFMD AND UCITS Q&AS

04 June 2019
The Q&As relate to the following: distinction between depositary functions and mere supporting tasks that ...

Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference

03 April 2019
take an extra hit in case of overall lower gross returns. and “The new ESMA Q&As adopt a broad ...

ESMA updates AIFMD Q&As

29 March 2019
has added two new Q&As on calculation of leverage under AIFMD. The Q&As provides clarification ...

ESMA Q&As clarify benchmark disclosure obligations for UCITS

29 March 2019
Transferable Securities (UCITS) Directive.  The updated Q&As clarify the UCITS KIID benchmark and past ...

Q&A on the application of the UCITS Directive

ESMA34-43-392
29 March 2019
Reference ESMA34-43-392 Section Fund Management Type Q&A Main document ESMA34_43_392_qa_on_application_of_the_ucits_directive.pdf Style ESMA document ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

ESMA updates AIFMD Q&As

04 October 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers  on the application Alternative Investment Fund Managers Directive (AIFMD). ESMA has added a new Q&A clarifying the application of the AIF ...

ESMA updates UCITS and AIFMD Q&As

23 July 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the Alternative Investme ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates UCITS Q&A

25 May 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q&A document includ ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
consult extensively on draft guidelines, the Q&As are reserved for more technical issues and clearly ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

ESMA updates AIFMD and UCITS Q&As

05 October 2017
Fund Management The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the ...

ESMA publishes updated AIFMD and UCITS Q&A

11 July 2017
Fund Management The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for the Collective I ...

European Supervisory Authorities publish Q&A on the Key Information Document (KID)

04 July 2017
Fund Management Joint Committee Today, the European Supervisory Authorities (ESAs) published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Pro ...

ESMA publishes updated AIFMD and UCITS Q&As

24 May 2017
(UCITS). The AIFMD Q&As include three new questions and answers on: Reporting to National Competent ... obligation of Article 4(1) of EMIR.   The UCITS Q&As include one new question and answer on: Application ...

ESMA publishes updated AIFMD and UCITS Q&As

06 April 2017
Fund Management The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for the Collective I ...

ESMA updates AIFMD Q&A

16 December 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes one updated quest ...