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ESMA Newsletter - Nº10

18 December 2019
updates its Q&As BMR The European Securities and Markets Authority (ESMA) has issued an update of its ... Q&As on MiFID II and MiFIR transparency and market structures topics The European Securities and ... of ESMA’s Central Counterparty (CCP) Supervisory Committee. 04 December ESMA updates Q&AS on MiFID II ...

ESMA Newsletter - Nº9

20 November 2019
November 2019    15 November  ESMA updates its Q&As on the Securitisation Regulation The European ...

ESMA Newsletter - Nº8

07 October 2019
updates its Q&As on investor protection issues The European Securities and Markets Authority (ESMA) ... updates MiFID II Q&As on transparency and market structures issues The European Securities and Markets ... October ESMA updates its CSDR Q&As The European Securities and Markets Authority (ESMA) has updated ...

ESMA Newsletter - Nº7

04 September 2019
Hungary, Malta and Poland. 29 July​ ESMA updates Q&As on MiFIR data reporting The European Securities ... updates its Q&As relating to the Prospectus Regulation ​ The European Securities and Markets Authority ... Q&As on MiFID II and MiFIR market structure and transparency topics The European Securities and Markets ...

ESMA Newsletter - Nº5

07 June 2019
decision in respect of the UK by the European Commission (EC). 29 May ESMA UPDATES Q&AS ON MIFID II AND ... (MiFID II/ MiFIR). The updated Q&As provides new answers on best execution and information on costs ... Markets Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework ...

ESMA Newsletter - Nº4

06 May 2019
2 April  ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR TRANSPARENCY TOPICS ESMA has updated its Questions ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA Newsletter - Nº3

04 April 2019
disclosure for UCITS ESMA published Q&As that clarifies the UCITS KIID benchmark and past performance ... Abuse Regulation (MAR). 29 March ESMA UPDATES AIFMD Q&AS ESMA has updated its Questions and Answers ... Q&AS CLARIFY BENCHMARK DISCLOSURE OBLIGATIONS FOR UCITS ESMA has updated its Questions and Answers ...

ESMA Newsletter - Nº2

04 March 2019
Q&As on data reporting under the Market in Financial Instruments Regulation (MiFIR). 1 February MIFID ... Authority (FCA) of the United Kingdom.  1 February ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR MARKET ...

ESMA Newsletter - Nº1

01 February 2019
of contracts for differences (CFDs) to retail clients. 31 January ESMA Q&AS CLARIFY PROSPECTUS AND ... updated Q&As on MiFID II and MiFIR transparency topics) for the systematic internaliser (SI) regime ... Q&AS ESMA has updated its Questions and Answers regarding the implementation of the Central Securities ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

ESMA updates Q&A on Prospectus Directive

20 December 2016
Corporate Finance Corporate Governance Corporate Information The European Securities and Markets Authority (ESMA) has published an updated questions and answers (Q&A) document on the application of the Prospectus Directive. The Q&A includes one ne ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...

Prospectus

15 August 2015
of advertisements. Guidelines, Opinions and Q&As Opinion- Format of the base prospectus and consistent ...

Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)

2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...

ESMA publishes a Q&A on Short-Selling Regulation

2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...