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Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...

Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)

2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...

ESMA publishes a Q&A on Short-Selling Regulation

2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...

Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 1

10-1264 Q&A 1
27 October 2010
Reference 10-1264 Q&A 1 Section CESR Archive Type CLOSED Procedure Main document 10_1264_uu_questions_uu_reponses_uu_2.pdf Style ESMA document ...

Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 2

10-1264 Q&A 2
27 October 2010
Reference 10-1264 Q&A 2 Section CESR Archive Type CLOSED Procedure Main document 10_1264_uu_questions_uu_reponses_uu_3.pdf Style ESMA document ...

FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members

10-521
04 June 2010
Reference 10-521 Section CESR Archive Type Q&A Main document 10_521.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members

10-222
08 March 2010
Reference 10-222 Section CESR Archive Type Q&A Main document 10_222.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A

08-483
04 September 2008
Reference 08-483 Section CESR Archive Type Letter Main document 08_483.pdf Style ESMA document ...

Q&A on Best Execution

07-320
29 May 2007
Reference 07-320 Section CESR Archive Type Q&A Main document 07_320.pdf Style ESMA document ...

Feedback statement - Q&A on Best Execution

07-321
29 May 2007
Reference 07-321 Section CESR Archive Type CESR Document Main document 07_321.pdf Style ESMA document ...

MAD AMPs - Frequently Asked Questions

05-365
03 June 2005
Reference 05-365 Section CESR Archive Type Q&A Main document 05_365.pdf Style ESMA document ...