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ESMA updates its Q&As relating to the Prospectus Regulation

12 July 2019
Q&As relating to Regulation (EU) 2017/1129 (the ‘Prospectus Regulation’). Three of these Q&As ... publishing twenty-two Q&As that have been updated in relation to the Prospectus Regulation. These ... Q&As were originally published in relation to Directive 2003/71/EC (the ‘Prospectus Directive’). ESMA ...

Q&As on the Prospectus Regulation

ESMA31-62-1258
12 July 2019
Reference ESMA31-62-1258 Section Prospectus Type Q&A Main document esma31-62-1258_prospectus_regulation_qas.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA publishes the first Q&As relating to the Prospectus Regulation

27 March 2019
containing nine Q&As relating to Regulation (EU) 2017/1129 (Prospectus Regulation). The Q&As provide ... registration documents and universal registration documents. ESMA is publishing these Q&As in a new ... document in order to separate them from the Q&As published in relation to the Prospectus Directive. ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

ESMA adds new Q&A on profit forecasts

28 March 2018
review these Q&As and update them where required. ...

ESMA updates its Q&A on short selling

05 February 2018
Short Selling The European Securities and Markets Authority (ESMA) has updated today its  Questions & Answers (Q&A) document regarding the implementation of the Short Selling Regulation (SSR). The purpose of the Q&A document is to promote comm ...

ESMA updates its Q&A on Prospectuses

20 October 2017
to the substance of the Q&As and come as a result of the Prospectus Regulation (EU) 2017/1129 becoming ...

ESMA updates its Q&A document on prospectus related issues

15 July 2016
Corporate Disclosure Prospectus The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on advertisements and Alternativ ...

ESMA updates its Q&A document on prospectus related issues

06 April 2016
Corporate Disclosure Prospectus The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on the capitalisation and indebt ...

Short Selling

15 August 2015
Q&As ESMA has published a Questions and Answers (Q&A) document that clarifies the technical aspects ...

Prospectus

15 August 2015
of advertisements. Guidelines, Opinions and Q&As Opinion- Format of the base prospectus and consistent ...

Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update)

2013/159
30 January 2013
Reference 2013/159 Section Short Selling Type Q&A Main document 2013-159.pdf Style ESMA document ...

ESMA publishes a Q&A on Short-Selling Regulation

2012/577
13 September 2012
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and pr ...