SEARCH

REFINE YOUR SEARCH

Sections

Type of document

ESMA updates its EMIR Q&A

06 June 2016
Post Trading The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR). The updated Q&A includes new answers in relation to the ...

ESMA publishes updated AIFMD Q&A

03 June 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes a new question an ...

ESMA publishes updated Q&A on CFDs and other speculative products

01 June 2016
on this topic and aims to publish further Q&As in the coming months. ESMA will also consider ... the need for any further work, in the medium term, in light of MiFID II requirements. The Q&As are ...

ESMA publishes updated EuSEF and EuVECA Q&A

31 May 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the European Social Entrepreneurship Funds (EuSEF) and the European Venture Capital Funds (EuVECA) ...

Q&A on the Application of the EuSEF and EuVECA Regulations

2016/774
31 May 2016
Reference 2016/774 Section Fund Management Type Q&A Main document 2016-774_qa_eusef-euveca.pdf Style ESMA document ...

ESMA issues Q&A on MAR implementation

30 May 2016
to detect and report suspicious orders and transactions. Q&As are an important tool to promote common ...

ESMA publishes results of EU central counterparties stress test

2016/644
29 April 2016
The European Securities and Markets Authority (ESMA) has published today the results of its first EU-wide stress test exercise regarding Central Counterparties (CCPs). The exercise is aimed at assessing the resilience and safety of the European CCP sector ...

Q&A on ESMA’s EU-wide stress tests for CCPs

2016/665
29 April 2016
Reference 2016/665 Section Post Trading Type Q&A Main document 2016-665_qa_ccp_stress_test.pdf Style ESMA document ...

ESMA publishes new Q&A on CFDs and other speculative products

08 April 2016
to retail clients. Next steps ESMA will continue to work on this topic and aims to publish further Q&As ... in the coming months. This first batch of Q&As will focus on the following topics:          Key ... requirements. The Q&As are targeted at competent authorities. However, the answers are also intended to help ...

ESMA updates its Q&A document on prospectus related issues

06 April 2016
Corporate Disclosure Prospectus The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on the capitalisation and indebt ...

ESMA publishes updated AIFMD Q&A

05 April 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes a new question an ...

ESMA publishes updated UCITS Q&A

05 April 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q ...

ESMA updates its EMIR Q&A

04 April 2016
Post Trading The European Securities and Markets Authority (ESMA) has published today an update of its Questions and Answers (Q&A) document regarding the implementation of the European Market Infrastructure Regulation (EMIR). The updated document incl ...

ESMA publishes updated Q&A on the Market Abuse Directive "MAD"

01 April 2016
Market Abuse The European Securities and Markets Authority (ESMA) has published an updated Questions and Answers (Q&A) on the common operation of the Market Abuse Directive "MAD". The purpose of this document is to promote convergent impleme ...

Q&A Market Abuse Directive

2016/419
01 April 2016
Reference 2016/419 Section Market Abuse Type Q&A Main document 2016-419_qa_market_abuse_directive.pdf Style ESMA document ...

ESMA updates EMIR Q&A

16 February 2016
ESMA’s EMIR Q&As aim at providing clarity to market participants ahead of the various compliance ...

ESMA updates its EMIR Q&A

04 February 2016
Post Trading The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR). The updated Q&A includes new answers regarding CCP’s de ...

ESMA publishes consolidated UCITS Q&A

01 February 2016
existing ESMA Q&As on UCITS:-       The Key Investor Information Document (KIID) for UCITS (2015/631);- ...

ESMA publishes updated CRA Q&A

16 December 2015
Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published an updated questions and answers on the application of the Credit Rating Agencies Regulation. The revised Q&A clarifies the definition of unsolicited credit rati ...

ESMA updates its Q&A document on prospectus related issues

15 December 2015
The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The purpose of the Q&A document is to promote common supervisory approaches and practices in the application of ...