SEARCH

REFINE YOUR SEARCH

Sections

Type of document

ESMA publishes updated UCITS Q&A

21 November 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q&A inc ...

Questions and Answers on UCITS Directive

2016/1586
21 November 2016
Reference 2016/1586 Section Fund Management Type Q&A Main document 2016-1586_qa_on_ucits_directive.pdf Style ESMA document ...

ESMA publishes MiFID II Q&As on transparency and market structure topics

18 November 2016
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has published two Questions and Answers (Q&A) documents regarding implementation issues relating to market structures and transparency topics under the Market in Financial I ...

ESMA publishes updated AIFMD Q&A

16 November 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes two new questions ...

ESMA prepares for MIFID II Systematic Internaliser regime

04 November 2016
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has published an updated questions and answers (Q&A) document on the application of MiFID II/ MiFIR which clarifies when ESMA will publish the first set of data needed to im ...

ESMA issues Q&As on the implementation of MAR

26 October 2016
promoting common supervisory approaches and practices. In this regard, the Authority develops Q&As as ... Today’s Q&As include detailed answers on: Managers’ transactions; and Investment recommendation and ...

ESMA publishes updated UCITS Q&A

12 October 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers (Q&A) document on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q ...

ESMA publishes updated Q&A on CFDs and other speculative products

11 October 2016
that will enter into application in 2018. The Q&As are targeted at competent authorities. However, ...

ESMA publishes new Q&A on investor protection under MiFID II

10 October 2016
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has published a Questions and Answers (Q&A) document regarding the implementation of investor protection topics under the Market in Financial Instruments Directive and Reg ...

ESMA publishes updated AIFMD Q&A

06 October 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes one new question and answer ...

ESMA issues Q&As on the implementation of the double volume cap under MiFID II

03 October 2016
MiFID- Secondary Markets Press Releases The European Securities and Markets Authority (ESMA) has issued today a Question and Answers (Q&A) document regarding the implementation of the double volume cap under the Market in Financial Instruments Directi ...

ESMA updates its EMIR Q&A

27 July 2016
Post Trading The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR). The updated Q&A includes a new answer in relation to re ...

ESMA publishes updated Q&A on CFDs and other speculative products

25 July 2016
to retail clients. Next steps ESMA will continue to work on this topic and aims to publish further Q&As ... light of MiFID II requirements. The Q&As are targeted at competent authorities. However, the answers ...

ESMA publishes updated UCITS Q&A

19 July 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). The Q ...

ESMA publishes updated AIFMD Q&A

19 July 2016
Fund Management The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes one new question ...

ESMA seeking commodity derivatives experts to join consultative industry group

18 July 2016
expected to advise and assist the CDTF on technical standards such as guidelines, Q&As and other ... It is responsible for preparing ESMA technical standards, opinions, guidelines, Q&As and other ...

ESMA updates its Q&A document on prospectus related issues

15 July 2016
Corporate Disclosure Prospectus The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document (Q&A) on prospectus related issues. The Q&A includes two new questions and answers on advertisements and Alternativ ...

ESMA updates its MAR Q&As

13 July 2016
(MAR). The updated Q&As include new answers regarding managers’ transactions. ...

ESMA is seeking secondary market experts to join consultative industry group

04 July 2016
Commission and guidelines, Q&As and other guidance in relation to relevant legislative provisions within ... advice to the European Commission as well as technical standards, guidelines, Q&As and other guidance ...

European Supervisory Authorities plan to issue Q&As on PRIIPS

01 July 2016
Fund Management Joint Committee The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has published today a letter to the European Parliament and European Council on the supervisory convergence work by the ESAs i ...