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Q&A on MiFIR data reporting

ESMA70-1861941480-56
07 October 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Type Q&A Main document esma70-1861941480-56_qas_mifir_data_reporting.pdf Style ESMA document ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
03 October 2019
Reference ESMA35-43-349 Section MiFID- Investor Protection Type Q&A Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

Questions and Answers on CSDR

ESMA70-708036281-2
02 October 2019
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
02 October 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document esma70-872942901-38_qas_markets_structures_issues.pdf Style ESMA document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
02 October 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document esma70-872942901-35_qas_transparency_issues.pdf Style ESMA document ...

Q&A on EMIR implementation

ESMA70-1861941480-52
02 October 2019
Reference ESMA70-1861941480-52 Section Post Trading Type Q&A Main document esma70-1861941480-52_qa_on_emir_implementation.pdf Style ESMA document ...

Questions and answers on the Securitisation Regulation

ESMA33-128-563
17 July 2019
Reference ESMA33-128-563 Section Securitisation Type Q&A Main document esma33-128-563_questions_and_answers_on_securitisation.pdf Style ESMA document ...

Q&As on the Prospectus Regulation

ESMA31-62-1258
12 July 2019
Reference ESMA31-62-1258 Section Prospectus Type Q&A Main document esma31-62-1258_prospectus_regulation_qas.pdf Style ESMA document ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

Q&A on the application of the UCITS Directive

ESMA34-43-392
29 March 2019
Reference ESMA34-43-392 Section Fund Management Type Q&A Main document ESMA34_43_392_qa_on_application_of_the_ucits_directive.pdf Style ESMA document ...

Q&A on the Market Abuse Regulation

ESMA70-145-111
29 March 2019
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relat ...

Q&A on MiFID II and MiFIR commodity derivatives topics

ESMA70-872942901-36
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document esma70-872942901-36_qas_commodity_derivatives.pdf Style ESMA document ...

Q&A on the Benchmarks Regulation (BMR)

ESMA70-145-114
30 January 2019
Reference ESMA70-145-114 Section Benchmarks Supervisory convergence Type Q&A Main document esma70-145-114_qas_on_bmr.pdf Style ESMA document ...

Technical Q&As on product intervention measures on CFDs and binary options

ESMA35-36-1262
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document esma35-36-1262_technical_qas_product_intervention.pdf Style ESMA document ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 October 2018
Reference ESMA34-32-352 Section Fund Management Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)

ESMA70-145-408
29 May 2018
Reference ESMA70-145-408 Section Short Selling Type Q&A Main document esma70-145-408_qa_on_ssr.pdf Style ESMA document ...

Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA

ESMA33-5-87
18 December 2017
Reference ESMA33-5-87 Section Credit Rating Agencies Type Q&A Main document esma33-5-87_questions_and_answers_on_the_implementation_of_the_regulation_eu_no_463_2013_on_credit_rating_agencies.pdf Style ESMA document ...

MiFID II Q&A on post-trading issues

ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...