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ESMA publishes responses to its Call for evidence on certain investor protection topics

11 September 2019
MiFID- Investor Protection ESMA publishes responses to its Call for evidence on impact ... of the inducements and costs and charges disclosure requirements under MiFID II. To view the responses, please click ... requirements under MiFID II ...

ESMA publishes responses to its Consultation on cost of market data and consolidated tape

11 September 2019
MiFID- Secondary Markets ESMA publishes responses to its Consultation on MiFID II/MiFIR review ... instruments. To view the responses, please click the button below. MiFID II/MiFIR review report on ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

06 September 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... (DVC) data under the Markets in Financial Instruments Directive (MiFID II). Today’s updates include DVC ... suspended.  Please be aware that ESMA does not update DVC files older than 6 months.    Background MiFID II ...

ESMA Newsletter - Nº7

04 September 2019
of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II). 06 August ... August MiFID II: ESMA makes new bond liquidity data available The European Securities and Markets ... requirements of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) through its ...

Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II - COMPLIANCE TABLE

ESMA70-156-1411
03 September 2019
Reference ESMA70-156-1411 Section MiFID- Secondary Markets Type Compliance table Main document ...

ESMA issues opinions on product intervention measures by Slovenia

27 August 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (SI_BO)

ESMA-35-43-2062
27 August 2019
Reference ESMA-35-43-2062 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (SI_CFD)

ESMA-35-43-2063
27 August 2019
Reference ESMA-35-43-2063 Section MiFID- Investor Protection Type Opinion Main document ...

Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting

ESMA35-43-1410
20 August 2019
Reference ESMA35-43-1410 Section MiFID- Investor Protection Type Reference Main document ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

07 August 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... (DVC) data under the Markets in Financial Instruments Directive (MiFID II). Today’s updates include DVC ... non-liquid shares and other equity like instruments. Background MiFID II introduced the DVC to limit ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
07 August 2019
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

MiFID II: ESMA makes new bond liquidity data available

01 August 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... post-trade requirements of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) ... liquid bonds subject to MiFID II transparency requirements. ESMA’s liquidity assessment for bonds is ...

MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments and bonds

01 August 2019
MiFID- Investor Protection MiFID- Secondary Markets The European Securities and Markets Authority ... instruments and bonds under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... the latest. Background According to Article 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms ...

ESMA ceases renewal of product intervention measures relating to contracts for differences

31 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU securities ...

ESMA issues opinions on product intervention measures by Germany, Hungary, Malta and Poland

31 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (HU_CFDs)

ESMA-35-43-2054
31 July 2019
Reference ESMA-35-43-2054 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (PL_CFD)

ESMA-35-43-1995
31 July 2019
Reference ESMA-35-43-1995 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (MT_CFD)

ESMA-35-43-1994
31 July 2019
Reference ESMA-35-43-1994 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (DE_CFD)

ESMA-35-43-1986
31 July 2019
Reference ESMA-35-43-1986 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA updates Q&As on MiFIR data reporting

29 July 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has today updated ...

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