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Hearings

Section

24 ALL HEARINGS

Date	Title	Section	Location	Booking	Time	Condition	Hearing on	Related documents	Info
12/10/2015	ESA Investor Day	MiFID - Investor Protection	ESMA, 103 Rue de Grenelle, 75007 Paris		The hearing will be held on Monday 12 October 2015 from 10:45 to 12:45 (Paris Time)	This meeting is open to the public on a first come first served basis	ESA Investor Day Organised jointly by ESMA, EBA and EIOPA	general_conditions_with_esma.pdf
17/02/2021	ESMA organises workshop on CCP margins and procyclicality in times of crisis	CCP Directorate	Online. Connection details will be sent to registered participants.		The hearing will be held on Wednesday 17 February 2021 from 14:30 to 18:00 (Paris Time)	Interested stakeholders can register online to participate in this event. Please note that the number of available places will be limited due to technical reasons.	ESMA is organising a workshop on CCP margins and procyclicality in times of crisis on 17 February 2021 from 2:30 to 6:00 PM Paris time via conference call. Presentations will be given by members of ESMA’s CCP Directorate and by external stakeholders. The presentations will be followed by a Q&A session. The workshop will primarily be of...
25/02/2021	ESMA webinar - WP on MiFID II research unbundling	Innovation and Products	Online. Connection details will be sent to registered participants.		The hearing will be held on Thursday 25 February 2021 from 14:00 to 15:00 (Paris Time)	Registration for this webinar is now closed.	ESMA has published a working paper on MiFID II research unbundling. During the webinar you will see a presentation of the working paper and its findings, followed by a Q&A session. Main findings presented in the working paper: Concerns have been raised that the MiFID II research unbundling provisions could have had detrimental effects,...	esma_50-165-1269_research_unbundling.pdf
29/05/2020	Hearing on draft Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR)	Benchmarks	Online - further details will be sent following the close of registrations.		The hearing will be held on Friday 29 May 2020 from 14:00 to 16:30 (Paris Time)	The European Securities and Markets Authority will hold an open hearing for its Consultation Paper on draft Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR) on Friday 29 May via conference call.	The consultation paper seeks the views of interested parties on the proposed draft RTS covering the governance of administrators, methodology of benchmarks, reporting of infringements, mandatory administration of critical benchmarks and the compliance statement. The consultation period will end on 8 June 2020. This open hearing will primarily be...	esma70-156-1464_consultation_paper_benchmarks_rts.pdf
04/02/2019	HEARING ON MEASURES TO PROMOTE SUSTAINABILITY IN EU CAPITAL MARKETS	Corporate Finance	ESMA Premises, 103, rue de Grenelle, 75007 Paris - France		The hearing will be held on Monday 04 February 2019 from 11:30 to 16:15 (Paris Time)	The hearing will take place at ESMA premises at: 103, rue de Grenelle, 75007 Paris - France. PLEASE NOTE: THIS HEARING IS FULLY BOOKED.	A recording of the hearing is available on ESMA's YouTube account The European Securities and Markets Authority (ESMA) will hold an open hearing on the following consultation papers: Consultation on integrating sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD...	esma34-45-569_consultation_paper_on_integrating_sustainability_risks_and_factors_in_the_ucits_directive_and_aifmd.pdf 2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf esma33-9-290_consultation_paper_on_disclosure_requirements_applicable_to_credit_ratings.pdf esma22-105-661_public_hearing_agenda.pdf esma32-334-93_presentation_users_needs_in_relations_to_corporate_reporting.pdf esma_50-158-1567_presentation_short-termism.pdf esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf esma335-5-731_presentation_esg_factors_in_credit_ratings.pdf
25/01/2016	Open Hearing for validation and review of CRA methodologies	Credit Rating Agencies	Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris		The hearing will be held on Monday 25 January 2016 from 11:00 to 13:00 (Paris Time)	To attend the hearing, please sign up using the registration form and email it to SUP-secretariat@esma.europa.eu. Please make sure that you fill in all the fields. We ask that attendance is restricted to two participants per entity or group of entities. Registrations are open until 18 January 2016.	The European Securities and Markets Authority (ESMA) will hold an open hearing on the issues set out in its Discussion Paper on the Validation and Review of Credit Rating Agencies’ methodologies published in November 2015. The discussion paper requests views on how CRAs should demonstrate rating methodologies’ ‘discriminatory power’, ‘historical...	2015-1870_registration_form_open_hearing_on_discussion_paper.docx 2015-1735_discussion_paper_on_validation_final.pdf
29/02/2016	Open Hearing on Benchmarks Regulation	Market Integrity, Benchmarks	Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris		The hearing will be held on Monday 29 February 2016 from 15:30 to 18:00 (Paris Time)		The European Securities and Markets Authority (ESMA) will hold an open hearing on its Discussion Paper published on the 15th of February 2016 on Regulation on indices used as benchmarks in financial instruments and financial contracts (Benchmarks Regulation). The Discussion Paper seeks the views of interested parties on ESMA’s policy orientations...	2016-288_discussion_paper_benchmarks_regulation.pdf 2016-288_reply_form_dp_bmr.docx
15/07/2019	Open hearing on Consultation on Guidelines for reporting under Articles 4 and 12 SFTR	Securities Financing Transactions	ESMA premises in Paris, France		The hearing will be held on Monday 15 July 2019 from 15:00 to 17:00 (Paris Time)		Consultation on guidelines for reporting under Articles 4 and 12 Securities Financing Transactions Regulation (SFTR). The indicative agenda of the hearing is as follows: Timeliness of reporting of conclusion and of life-cycle events Full vs. partial reporting Net exposure basis and variation margining Repo and BSB specifics SLB specifics Margin...	esma70-151-1985_consultation_paper_guidelines_on_reporting_under_sftr.pdf
24/02/2020	Open hearing on CP on Internal Controls for Credit Rating Agencies	Credit Rating Agencies	ESMA, 201-203 rue de Bercy, 75012 Paris – France		The hearing will be held on Monday 24 February 2020 from 13:30 to 16:00 (Paris Time)		The European Securities and Markets Authority (ESMA) will hold an open hearing for its Consultation Paper on Internal Controls for Credit Rating Agencies . The purpose of this Consultation Paper is to clarify what ESMA considers to be the characteristics and components of an effective internal control system within a CRA. This open hearing is...	esma_33-9-355_consultation_paper_for_internal_control_guidelines.pdf
12/04/2021	Open hearing on crowdfunding consultation paper	Crowdfunding	Online. Connection details will be sent to registered participants.		The hearing will be held on Monday 12 April 2021 from 11:00 to 17:00 (Paris Time)	Places are limited for technical reasons and registrations will close on 7 April.	The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will hold an open hearing for its Consultation Paper on draft Technical Standards under the European Crowdfunding Service Providers for Business Regulation (ECSPR) on 12 April 2021. The consultation paper seeks the views of interested parties on 7 draft...	esma35-36-2201_cp_-_ecspr_technical_standards.pdf
08/11/2016	Open Hearing on draft technical standards under the Benchmarks Regulation	Benchmarks	Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris		The hearing will be held on Tuesday 08 November 2016 from 14:30 to 17:00 (Paris Time)		The European Securities and Markets Authority (ESMA) will hold an open hearing in the context of its Consultation on draft technical standards under the Benchmarks Regulation. The hearing will take place on 8 November from 14:30 to 17:00 in ESMA premises. The Consultation seeks the views of interested parties on ESMA’s text of some ten draft...	2016-1406.pdf form_to_reply_cp_bmr.docx
24/11/2016	Open hearing on ESMA's draft technical standards under SFTR	Post Trading	ESMA premises, 103 rue de Grenelle, 75007 Paris, France.		The hearing will be held on Thursday 24 November 2016 from 14:00 to 17:00 (Paris Time)	PLEASE NOTE THAT DUE TO A TECHNICAL ERROR THE EMAIL CONFIRMATION STATES THE WRONG TIME FOR THE HEARING. THE CORRECT TIME IS 14.00-17.00.	The European Securities and Markets Authority (ESMA) will hold an open hearing regarding its Consultation on draft technical standards under the Securities Financing Transactions Regulation (SFTR). The hearing will take place on 24 November from 2 - 5pm (CET) at ESMA premises in Paris, France. The Consultation seeks the views of interested parties...
29/02/2016	Open hearing on MAR Guidelines	Market Abuse, Market Integrity	Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris		The hearing will be held on Monday 29 February 2016 from 11:00 to 13:30 (Paris Time)		The European Securities and Markets Authority (ESMA) will hold an open hearing on its Consultation Paper published on the 28th of January 2016 on two sets of draft Guidelines to be issued by ESMA under the remit of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (MAR). The two sets of draft MAR Guidelines...	2016-162.pdf
03/05/2016	Open Hearing on MAR Guidelines on Information expected or required to be disclosed on commodity derivative markets and commodity spot markets	Market Abuse, Market Integrity	Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris		The hearing will be held on Tuesday 03 May 2016 from 15:00 to 18:00 (Paris Time)		The European Securities and Markets Authority (ESMA) will hold an open hearing on its Consultation Paper published on 30 March 2016 on draft Guidelines to be issued by ESMA under the remit of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (MAR). The draft MAR Guidelines proposed for consultation aim to...	2016-444_cp_on_mar_gl_on_information_on_commodities.pdf
05/11/2019	Open hearing on MAR review	Market Abuse	The hearing will take place on 5 November from 9:00 to 13:00 in ESMA premises.		The hearing will be held on Tuesday 05 November 2019 from 09:00 to 13:00 (Paris Time)	The European Securities and Markets Authority (ESMA) will hold an open hearing on the consultation paper on the Market Abuse Regulation (MAR) Review report published recently.	The consultation paper seeks the views of interested parties on a wide range of topics related to potential amendments of MAR. The consultation period will end on 29 November 2019. This open hearing is primarily of interest to issuers of financial instruments admitted to trading or trading on a trading venue, investment firms, asset management...	mar_review_-_cp.pdf
13/04/2018	Open hearing on Securitisation repositories	Securitisation	ESMA, 103 Rue de Grenelle, 75007 Paris		The hearing will be held on Friday 13 April 2018 from 10:00 to 12:00 (Paris Time)	In order to participate, interested parties should send an email by 06 April 2018 to INI-Assistants@esma.europa.eu with the subject heading ‘REGISTRATION – ESMA PUBLIC HEARING ON SECURITISATION REPOSITORIES’ and including the names of all participants from their organisation. ESMA cannot guarantee that registration requests received after this date will be considered.	The European Securities and Markets Authority (ESMA) will hold an open hearing on the following consultation papers: 1. The application requirements for firms seeking to register with ESMA as securitisation repositories (including draft Guidelines on the transfer of data between securitisation repositories). 2. Technical advice to the European...	consultation_paper_ta_fees_securitisation_repositories.pdf ESMA33-128-109_consultation_paper_securitisation_repositories_application.pdf
17/05/2017	Open hearing on the proposed update of the ESMA Guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation	Credit Rating Agencies	ESMA, 103 Rue de Grenelle – 75007 Paris		The hearing will be held on Wednesday 17 May 2017 from 14:00 to 16:00 (Paris Time)		The European Securities and Markets Authority (ESMA) will hold an open hearing in the context of its Consultation Paper on the proposed update of the ESMA Guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation , published on 4 April 2017. Endorsement is a regime under the Credit Rating...	esma33-9-159_consultation_paper_update_of_the_guidelines_on_the_application_of_the_endorsement_regime_under_article_43_of_the_credit_rating_agencies_regulation.pdf form_to_reply_cra_final.docx
02/07/2020	Public Hearing on joint ESA’s Consultation Paper on ESG Disclosures	Sustainable finance	Online.		The hearing will be held on Thursday 02 July 2020 from 10:00 to 16:00 (Paris Time)	Registration for this hearing is now closed.	Background On 23 April, the ESAs issued a joint Consultation Paper on ESG Disclosures. The consultation paper seeks the views of interested parties on draft Regulatory Technical Standards (RTS) under the Regulation on sustainability ‐ related disclosures in the financial services sector ( Regulation (EU) 2019/2088 ). The ESAs’ draft RTS contain...	jc_2020_16_-_joint_consultation_paper_on_esg_disclosures.pdf sg34-45-937_public_hearing_2_july_-_agenda.pdf public_hearing_2_july_-_slide_deck.pdf
29/04/2021	Taxonomy-related product disclosures. Public event on the European Supervisory Authorities consultation	Joint Committee, Sustainable finance	Online. Connection details will be sent to registered participants.		The hearing will be held on Thursday 29 April 2021 from 13:30 to 17:30 (Paris Time)		During this public event, the European Supervisory Authorities will present their proposals and open a dialogue with stakeholders on draft Regulatory Technical Standards (RTS) on the content and presentation of product disclosures (covered by the Taxonomy Regulation) imposing additional rules for the subset of financial products that make...	jc_2021_22_-_joint_consultation_paper_on_taxonomy-related_sustainability_disclosures.pdf esma34-45-1248_public_hearing_29_april_2021_-_agenda.pdf
21/04/2021	Webinar on ESMA and EIOPA's ASRs on cost and performance	Fund Management, Innovation and Products	Online. Connection details will be sent to registered participants.		The hearing will be held on Wednesday 21 April 2021 from 11:00 to 12:00 (Paris Time)	Please find the presentations given during this webinar. ESMA EIOPA	ESMA and EIOPA have published their third reports on the cost and past performance of retail investment products , insurance-based investments products and personal pension products . A joint ESMA-EIOPA event to share the findings of both reports will take place on 21 April 2021. During this webinar you will see a presentation of the reports,...