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MiFID - Investor Protection ESMA HIGHLIGHTS AREAS FOR IMPROVEMENT IN COMPLIANCE WITH MIFID II SUITABILITY REQUIREMENTS 21 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes the... esma35-43-2748_public_statement_on_2020_csa_on_suitability.pdf	Prospectus ESMA see small decrease in EEA prospectus approvals in 2020 20 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes a... esma32-382-1153_prospectus_activity_and_sanctions_report_2020.pdf
Fund Management ESMA publishes second report on sanctions under AIFMD 20 July 2021 The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its... esma34-32-865_2020_aifmd_sanctions_report.pdf	Fund Management ESMA publishes fourth annual report on use of sanctions for UCITS 20 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes its... esma34-45-1269_2020_ucits_sanctions_report.pdf
Benchmarks Fund Management Market data MiFID - Investor Protection Prospectus New Q&As available 20 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today updated its...	MiFID - Investor Protection ESMA finds NCAs imposed sanctions of €8.4 million for MiFID II breaches in 2020 19 July 2021 The European Securities and Markets Authority (ESMA), the EU’s Securities Markets Regulator, has published today its... esma35-43-2751_report_mifid_ii_sanctions_2020.pdf
MiFID - Investor Protection ESMA consults on remuneration requirements under MiFID II 19 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today launches... RESPOND esma35-36-2324_cp_on_remuneration_guidelines.pdf	Post Trading ESMA publishes its third report on CSDR implementation 16 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published its... esma70-156-4582_report_to_the_ec_-_csdr_banking_services.pdf
Market Abuse ESMA consults on amendments to MAR Guidelines on delayed disclosure of inside information 15 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today launched a... RESPOND esma70-156-3934_consultation_paper_on_mar_gls_on_delay_in_the_disclosure_of_inside_information_and_interactions_with_prudential_supervision.pdf	MiFID - Investor Protection Press Releases Prospectus ESMA publishes disclosure and investor protection guidance on SPACs 15 July 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today issued a... esma32-384-5209_esma_public_statement_spacs.pdf