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ESMA NEWS

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Press Releases Supervisory convergence ESMA identifies costs and performance and data quality as new Union Strategic Supervisory Priorities 13 November 2020 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, using its new... esma71-99-1438_press_release_union_strategic_supervisory_priorities.pdf	Fund Management ESMA tells fund managers to improve readiness for future adverse shocks 13 November 2020 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published... esma34-39-1119-report_on_the_esrb_recommendation_on_liquidity_risks_in_funds.pdf
Fund Management ESMA publishes first report on use of sanctions under the AIFMD 12 November 2020 The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its... esma34-32-548_2018-2019_aifmd_sanctions_report.pdf	Fund Management ESMA publishes third annual report on use of sanctions for UCITS 12 November 2020 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes its... esma34-45-934_2019_ucits_sanctions_report.pdf
Risk Analysis & Economics - Markets Infrastructure Investors ESMA sees potential for sudden reversal in investors’ risk assessment 11 November 2020 The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its... esma50-165-1371_risk_dashboard_no_2_2020.pdf	Guidelines and Technical standards ESMA publishes translations for Guidelines on securitisation repository data completeness and consistency thresholds 11 November 2020 The European Securities and Markets Authority (ESMA) has issued today the...
Post Trading Supervisory convergence ESMA releases Report on post trade risk reduction services 10 November 2020 The European Securities and Markets Authority (ESMA), the EU's securities markets regulator, has today released a... esma70-156-3351_report_on_ptrr_services_with_regards_to_the_clearing_obligation.pdf	Brexit MiFID II: Transparency Calculations and DVC Securities Financing Transactions Transparency ESMA updates Brexit statements for the end of UK transition period 10 November 2020 The European Securities and... esma74-362-881_statement_brexit_emir_and_sftr_data.pdf
Fund Management ESMA consults on guidance for funds’ marketing communications 09 November 2020 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today ... RESPOND esma34-45-926_-_cp_guidelines_on_marketing_communications.pdf	MiFID - Secondary Markets MiFID II: Transparency Calculations and DVC ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA 09 November 2020 The European Securities and Markets Authority (ESMA), the EU’s securities and markets regulator, has today updated...