Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | CALL FOR EVIDENCE ON CCP CLIMATE STRESS TESTS | CCP Directorate |
Responding to this paper ESMA invites comments on all matters in this paper. Comments are most helpful if they:
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| From to | Call For Evidence on market characteristics for ESG Rating Providers in the EU | Sustainable finance |
ESMA is consulting on a call for evidence on the market characteristics for the Environmental, Social and Governance (ESG)... |
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| From to | Consultation on the Revision to Guidelines and Recommendations on Scope of the CRA Regulation | Credit Rating Agencies |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on the Review of EMIR RTS on APC margin measures | CCP Directorate |
Responding to this paper The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 1. respond to the question stated; 2... |
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| From to | Call for evidence on the DLT Pilot Regime | Innovation and Products, MiFID - Secondary Markets |
The Regulation on a pilot regime for market infrastructures based on distributed ledger technology (DLT) (“the DLT Pilot”) aims at developing the trading and settlement for ‘tokenised’ securities. The DLT Pilot requires ESMA to assess whether the regulatory technical standards (RTS) developed... |
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| From to | Discussion paper on the review of the clearing thresholds under EMIR | Post Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 4. Comments are most helpful if they:
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| From to | Consultation on Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) | MiFID - Investor Protection |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) launched today a public consultation on their Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP). The consultation runs until 18... |
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| From to | Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft RTS on Resolution Colleges | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft RTS on the content of CCP resolution plans | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Joint call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee |
The European Supervisory Authorities (ESAs) are consulting on a call for evidence regarding the PRIIPs (Packaged retail and insurance-based investment... |
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| From to | Call for evidence on retail investor protection aspects | MiFID - Investor Protection |
This paper is of interest to competent authorities, investors and firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II) and to the Regulation 1286/2014/EU of the European Parliament and of the Council (PRIIPs). ESMA invites comments on all... |
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| From to | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection |
This document is of interest to execution venues, investment firms and their associations, investors, consumer associations, as well as any market participant engaged in the execution of orders under the MiFID II framework. ESMA invites comments on all matters in this paper and... |
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| From to | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Market Integrity, Short Selling |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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