Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
|---|---|---|---|---|---|---|
| From to | Guidelines on calculation of positions in SFTs by Trade Repositories | RESPOND |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
|
|
||
| From to | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Appendix 1. Comments are most helpful if they: · respond to the question stated; ·... |
|
||
| From to | CP on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on the amendments to the Market Abuse Regulation for the promotion of the use of SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets |
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Consultation Paper on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on... |
|
||
| From to | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards (RTS) on content, methodologies and presentation of disclosures under the Sustainable Finance Disclosure Regulation (SFDR). The... |
|
||
| From to | Consultation on Central Clearing Solutions for Pension Scheme Arrangements | Joint Committee, Post Trading, Supervisory convergence |
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions set out in Annex II of the First Report with Consultation on Central Clearing Solutions for Pension Scheme Arrangements that ESMA drafted... |
|
||
| From to | Consultation on cross border distribution of funds | Fund Management |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which the... |
|
||
| From to | Availability and use of credit rating information and data | Credit Rating Agencies |
Responding to this paper ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 7. Chapter 7 contains three separate questionnaires addressed to three groups of stakeholders. ESMA will consider all... |
|
||
| From to | Consultation on post trade risk reduction services with regards to the clearing obligation (EMIR Article 85(3a)) | Post Trading, Supervisory convergence |
ESMA invites responses to the questions set out throughout its Consultation Paper on the Report on post trade risk reduction services with regards to the... |
|
||
| From to | Consultation on Guidelines on art 25 of AIFMD | Fund Management |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: · respond to the question stated; · indicate the specific... |
|
||
| From to | Technical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which... |
|
||
| From to | Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD | Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
|
|
||
| From to | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: · respond to the question stated;... |
|
||
| From to | Consultation on MiFID II/ MiFIR review report on the transparency regime for equity and equity-like instruments, the double volume cap mechanism and the trading obligations for shares | Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
|
|
||
| From to | CONSULTATION ON MIFIR REPORT ON SI | Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
|
|
||
| From to | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection |
Who should read this paper This paper is primarily of interest to third-country firms providing investment services and activities in the Union either (i) on a cross-border basis according to the national law of their host Member State or (ii) though a branch in... |
|
||
| From to | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which... |
|||
| From to | Consultation on CCP penalties | Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
|
|
||
| From to | Consultation on Guidelines on Internal Controls for CRAs |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: · respond to the question... |
|
|||
| From to | Consultation on MiFID II review report on position limits and position management - draft Technical Advice on weekly | MiFID - Secondary Markets |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
|
|
||
| From to | Joint Consultation concerning amendments to the PRIIPs KID | Fund Management, Joint Committee |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 2017 (hereinafter “PRIIPs Delegated Regulation”). The consultation package includes:
|
|