Consultations

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340 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Call for evidence - Evaluation of the supervisory functioning of the EU market abuse regime

The Market Abuse Directive (2003/6/EC)

From to Second consultation regarding CESR's guidelines for supervisors regarding the notification procedure according to Section VIII of UCITS

Having listened to the comments from market participants during the first round of consultation and following careful consideration, CESR launches a second consultation on the guidelines for supervisors regarding the notification procedure according to Section VIII of UCITS
An Open...

From to Call for evidence on consolidation of market transparency data

Market transparency is a key feature of the MiFID (2004/39/EC). An adequate level of pre- and post-trade information contributes to the effective operation of the market and for investor protection.
There is a clear risk of data fragmentation following the implementation of MiFID, which...

From to Consultation concerning the transparency directive - storage of regulated information and filing of regulated information

In July 2005, CESR received from the Commission a mandate for technical advice on implementing measures concerning the transparency directive as regards Officially Appointed Mechanisms (hereinafter called the

From to CESR's guidelines for supervisors regarding the notification procedure according to Section VIII of the UCITS Directive

CESR publishes today its first consultation paper (Ref. CESR/05-484) on its draft guidelines regarding the cross-border notification procedure of UCITS funds. According to the European Commission's Financial Integration Monitor of 2005

From to Second consultation on CESR's Draft Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS

On 18th March 2005 CESR published its first consultation paper on its draft technical advice
(CESR/05-064b). The public consultation closed on 10th June 2005. CESR received a high
number of responses (more than 50).
The Commission asked originally CESR to deliver its technical...

From to Consultation on the Establishement of a Mediation Mechanism

At its meeting in Luxembourg on 28/29 January 2005, CESR decided to establish a

From to CESR-ESCB joint public statement on Clearing and Settlement
From to Call for evidence on Mandate to CESR regarding technical advice on possible implementing measures concerning the Transparency Directive

On 27 July 2005 CESR received a mandate from the European Commission (Commission) on
storage of regulated information and filing of regulated information. In the mandate the
Commission asks CESR to provide:

From to CESR's draft technical advice to the European Commission on a possible amendment to Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus

CESR invites all interested parties to submit views as to what CESR should consider in its advice to the European Commission. All contributions can be submitted online by 15 September 2005.

From to Formal Mandate to CESR for technical advice on a possible amendment to the requirements in Commission Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus

CESR invites all interested parties to submit views as to what CESR should consider in its advice to the European Commission. All contributions can be submitted online by 20 June 2005. In particular, views on the cases that CESR should consider as complex financial histories would be especially...

From to Consultation on CESR's recommendations for Alternative Performance Measures

CESR

From to Draft Technical advice on Equivalence of Certain third country GAAP and on description of certain third countries mechanisms of enforcement of financial information

Following receipt of a mandate from the European Commission, CESR publishes today for consultation its draft technical advice on equivalence of certain third countries' GAAP (Ref CESR/05-230), in which it finds the three third countries' GAAP, taken as a whole, equivalent to IAS/IFRS, subject to...

From to CESR's revised draft technical advice on possible implementing measures of the transparency directive

CESR published today for a second round of consultation, its draft technical advice (Ref. CESR/05-267) on possible implementing measures covering five aspects of the Transparency Directive:
- dissemination of regulated information
- notification of major holding of voting rights;...

From to Call for Evidence on the Establishment of a Mediation Mechanism

CESR announces today with the publication of the mandate and call for evidence (Ref: CESR/05-253), its first steps towards the development of a mediation mechanism to facilitate the rapid and effective solution to disputes between national supervisors. The mediation mechanism will further...

From to CESR-CFTC Communiqué

The Committee of European Securities Regulators (CESR) and the U. S. Commodity Futures Trading Commission (CFTC) released today a Communiqu

From to CESR's Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS
From to Second Consultation Paper on CESR's Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments

This consultation paper covers the following questions.
a.The application of the general obligation to act fairly, honestly and professionally in the best interest of clients where the investment firm grants a credit or loan of money to a retail client, or arranges for a third party to do...

From to Admission of Financial Instruments to Trading on Regulated Markets - CESR's Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments

The consultation paper covers the following aspects:
-Requirements for financial instruments to be admitted to trading on Regulated Markets; and
-Obligations for Regulated Markets to verify issuers

From to CESR's Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements - Call for Opinions

This call for opinions covers a single subject: advice to the Commission under article 19.7 in relation to agreements between the investment firms and their professional clients

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