Date Title Section Respond Info Summary Documents
From to Joint consultation on CESR and ERGEG advice to the European Commission in the context of the Third Energy Package

In the joint consultation paper ERGEG and CESR advise the European Commission to explore a tailor-made EU market abuse framework for the electricity and gas sector, and note that there are substantial interdependencies between electricity and gas markets and some other markets, such as emission...

From to Call for evidence on the request for advice to CESR on the UCITS asset management company passport

CESR invites all interested parties to submit their views as to what CESR should consider in its advice to the European Commission.

All contributions can be submitted online via CESR's website under the heading Consultations at by 22 August 2008.

Due to the tight...

From to Guidelines for the prudential assessment of acquisitions and increase of holdings in the financial sector required by Directive 2007/44/EC

The public consultation period begins today and runs until 3 October 2008.

All interested parties are invited to send their comments to the following e-mail address: m&

Early responses will be greatly appreciated. Comments will be published on CESR's, CEBS', and...

From to Consultation on the draft statement on Fair value measurement and related disclosures of financial instruments in illiquid markets

This document is published for consultation. Comments are invited on all aspects of the CESR statement.

The consultation period ends on 12 September 2008. Respondents are invited to send their comments via CESR website ( under the section

From to Market Abuse Directive Level 3

CESR is continuing in its efforts to prepare ground for convergent implementation and application of the Market Abuse regime by ensuring that a common approach to the operation of the Directive takes place throughout the EU amongst supervisors.

This set of guidance will be published for...

From to Consultation on CESR's/CEBS' technical advice to the European Commission on the review of commodities business

The Committee of European Securities Regulators (CESR) and the Committee of European Banking Supervisors (CEBS) consult jointly on the Joint Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the Capital Adequacy Directive (CAD III...

From to Consultation on CESR's advice on Canadian and South Korean GAAPs

CESR provides in this advice details of its work and conclusions concerning certain third country GAAPs in accordance with a mandate from the European Commission.

This document addresses CESR's work concerning a potential decision on the equivalence of the accounting standards of two of...

From to Common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees
From to CESR/ERGEG Call for evidence on record keeping, transparency, supply contracts and derivatives for electricity and gas

In December 2007 the European Commission issued a joint mandate to the Committee of European Securities Regulators (CESR) and the European Regulators Group for Electricity and Gas (ERGEG) with a Call for Technical Advice related to Articles 22f and 24f and Recitals 20 and 22 respectively in the...

From to Consultation on The role of credit rating agencies in structured finance

In September 2007 the EU Commission issued an additional request for CESR to review the role of credit rating agencies (CRAs) as part of its annual report on their compliance with the IOSCO Code.

The purpose of the consultation document published today is to seek comments on the...

From to CESR/CEBS Call for Evidence on Commodities

In December 2007 the European Commission issued a Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the CRD. CESR and CEBS are requested to deliver its technical advice by end-July 2008.

In order to prepare this advice, CESR...

From to CESR's advice on the equivalence of Chinese, Japanese and US GAAPs

The objective of this advice, subject to consultation, is to assist the European Commission in determining, by 1st July 2008, the equivalence of third country GAAP under the Prospectus and Transparency Directives.

Interested parties are asked to consider the questions in the consultation...

From to Consultation paper on improving the functioning of the MiFID database

Under the MiFID Directive CESR is responsible for publishing lists for shares admitted to trading on a regulated market, systematic internalisers, multilateral trading facilities, regulated markets and central counterparties.

CESR has so far published a database of shares admitted to...

From to 3L3 Medium term work programme

The Level 3 Committees have identified a comprehensive list of cross-sector areas
for delivery in the period to the end of 2010

From to Consultation on CESR's MiFID work programme for 2007/2008

At the time of effective implementation of MiFID CESR publishes its work programme for future Level 3 work under MiFID (Q4 2007

From to Consultation Paper on content and form of Key Investor Information disclosures for UCITS

This Consultation Paper follows two calls for evidence and a questionnaire on related subjects published earlier in 2007, as well as discussion at a Retail Investor Workshop. It is part of CESR's ongoing work in response to a request for assistance from the European Commission (Commission), and...

From to Questionnaire on Assessment of CESR's activities between 2001 and 2007

Following nearly six years since the creation of CESR (which took place in September 2001), CESR is undertaking a comprehensive review to assess its effectiveness over this period. To do this, CESR publishes today a questionnaire for interested stakeholders to provide CESR with feedback and...

From to Call for evidence on possible CESR level 3 work on the Transparency Directive

CESR is inviting all interested parties to submit their views regarding the possible CESR Level 3 work it could undertake in relation to the TD and the Level 2 Directive. In particular, responses to the following questions would be especially welcomed:

From to Questionnaire on the rating of structured finance instruments

As previously announced in its public statement (CESR 07-304), CESR is in the process of preparing its second annual report on the credit rating agencies' (CRAs) compliance with the IOSCO Code of Conduct.

To this effect, CESR is publishing today a questionnaire regarding the rating of...

From to Consultation on Impact Assessment Guidelines for EU Level 3 Committees

The proposed IA methodology set out in the guidelines is consistent with the European Commission's own IA guidelines. This means that it involves identifying problems relating to institutional objectives, identifying possible solutions (including leaving it to the market to solve), analysing...