Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Consultation on ESMA’s Technical Advice to the Commission on Fees for Trade Repositories |
On 14 January 2013 ESMA received a formal request from the European Commission (the Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade Repositories (TRs) by a delegated act. (Annex I) |
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| From to | Consultation on RTS on specific situations that require the publication of a supplement to the prospectus | Prospectus |
The Consultation Paper sets out a draft Regulatory Technical Standard concerning situations that require the systematic publication of a supplement to the prospectus which the European Securities and Markets Authority (ESMA) is obliged to develop in accordance with Article 16(3) of the... |
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| From to | Consultation on guidelines on AIFMD reporting obligations |
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| From to | Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID) |
Contact mifid[at]esma.europa.eu |
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| From to | Discussion Paper on CRA3 Implementation | Credit Rating Agencies |
The European Securities and Markets Authority (ESMA) has published a Discussion Paper dealing with the implementation of the CRA3 Regulation, which entered into force on 20 June 2013. |
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| From to | Discussion Paper - The Clearing Obligation under EMIR |
This template is made available to stakeholders who wish to respond to ESMA’s Discussion Paper on the Clearing Obligation under EMIR, reference ESMA/2013/925. |
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| From to | Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR |
The European Securities and Markets Authority (ESMA) has launched a consultation on draft regulatory technical standards (RTS) aimed at implementing the provisions of the European Markets Infrastructure Regulation (EMIR) related to OTC derivative transactions by non-European Union (EU)... |
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| From to | Guidelines on enforcement of financial information |
Responding to this paper The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1. respond to the question stated; |
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| From to | ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories |
Responding to this paper The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper. Comments are most helpful if they: • respond to the question stated; • indicate the specific question to which the comment relates... |
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| From to | Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Reasons for publication |
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| From to | ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation | Market Abuse, Market Integrity |
The European Securities and Markets Authority (ESMA) has published a Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR). MAR aims to enhance market integrity and investor protection. It will achieve... |
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| From to | Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues |
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| From to | Consultation Paper on CRA3 Implementation | Credit Rating Agencies |
Responding to this paper ESMA invites comments on all matters in this paper. Comments are most helpful if they: contain a clear rationale; |
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| From to | ESMA Guidelines on Alternative Performance Measures |
Reasons for publication In October 2005, the Committee of European Securities Regulators (CESR), ESMA’s predecessor body, published a Recommendation on Alternative Performance Measures (“CESR Recommendation” CESR/05-178b). The CESR Recommendation was issued mainly in order to reinforce... |
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| From to | Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD) |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they: indicate the specific question to which the comment relates; |
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| From to | Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Finance, Corporate Governance |
Responding to this paper The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated;... |
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| From to | Discussion Paper on MiFID II/MiFIR |
Who should read this paper? |
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| From to | Consultation Paper on MiFID II/MiFIR |
Who should read this paper? |
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| From to | Consultation paper Clearing Obligation no1 IRS |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to... |
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| From to | Consultation paper Clearing Obligation no2 CDS |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.Following a first consultation... |
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