Discussion Paper on the Call for advice on the investment firms prudential framework

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to
Investor protection
Joint Committee
Details

The EBA and ESMA invite comments on all proposals put forward in this paper and in particular on the specific questions stated in the boxes below (and in the Annex of this paper).

Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific point to which a comment relates;
  • contain a clear rationale;
  • provide evidence to support the view expressed;
  • describe any alternatives to be considered; and
  • provide where possible data for a cost and benefit analysis.

Submission of responses

You can submit your comments on the consultation page by 3 September 2024. Please note that comments submitted after this deadline, or submitted via other means may not be processed. 

Publication of responses

Please clearly indicate in the consultation form if you wish your comments to be disclosed or to be treated as confidential. A confidential response may be requested from us in accordance with the EBA’s rules on public access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the EBA’s Board of Appeal and the European Ombudsman.

Data protection

The protection of individuals with regard to the processing of personal data by the EBA is based on Regulation (EU) 1725/2018 of the European Parliament and of the Council of 23 October 2018. Further information on data protection can be found under the Legal notice section of the EBA website.

Disclaimer

The views expressed in this discussion paper are preliminary and will not bind in any way the EBA and ESMA in the future development of the advice. They are aimed at eliciting discussion and gathering the stakeholders’ opinion at an early stage of the process.