Consultations

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334 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Call for evidence on Impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection RESPOND

Responding to this paper

ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 3.

ESMA will consider all comments received by 6 September 2019.

All contributions should be...

From to CONSULTATION ON PERFORMANCE FEES GUIDELINES IN UCITS Fund Management RESPOND

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific...
From to Consultation on Guidelines on certain aspects of the MiFID II compliance function requirements MiFID - Investor Protection RESPOND

Responding to this paper  

ESMA invites comments on this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  • respond to the question stated; 
  • indicate the...
From to MiFID II/MiFIR review report on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments MiFID - Secondary Markets RESPOND

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Consultation on Draft Guidelines on disclosure requirements under the Prospectus Regulation Prospectus RESPOND

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and
  • describe any alternatives ESMA...
From to Collection of evidence on undue short-term pressure from the financial sector on corporations Sustainable finance

The European Securities and Markets Authority (ESMA) has today published a questionnaire which aims to gather evidence on potential short-term pressures on corporations stemming from the...

From to Draft technical advice on criteria for tiering under Article 25(2a) of EMIR2.2 Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to...
From to Technical Advice on Comparable Compliance under article 25a of EMIR Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to...
From to ESMA fees for Third-Country CCPs under EMIR 2.2 Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to...
From to Consultation on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • Respond to the question stated;
  • indicate the specific question to which the comment...
From to Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories Market Integrity, Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to...
From to CALL FOR EVIDENCE ON POSITION LIMITS IN COMMODITY DERIVATIVES MiFID - Secondary Markets

The European Securities and Markets Authority (ESMA) has launched a call for evidence on position limits and position management in commodity derivatives. ESMA launches this call for evidence in the context of the reviews it must perform under MiFID II, together with the European Commission (EC...

From to CONSULTATION ON INDICES AND RECOGNISED EXCHANGES UNDER THE CAPITAL REQUIREMENTS REGULATION MiFID - Secondary Markets

The European Securities and Markets Authority (ESMA) has published a Consultation Paper proposing amendments to the main indices and recognised exchanges under the Capital Requirements Regulation (CRR). ESMA considers it necessary to introduce amendments to the Implementing Technical...

From to Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation Fund Management

Responding to this paper  

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  1. respond to the question stated; 
  2. ...
From to Consultation on draft guidelines on liquidity stress test for investment funds Fund Management

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific...
From to Consultation on Guidelines on Settlement Fails Reporting under Article 7(1) of CSDR Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Consultation on integrating sustainability risks and factors in MiFID II MiFID - Investor Protection

Responding to this paper  

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 
1. respond to the question stated; 
2. indicate...

From to Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD Fund Management

Responding to this paper  

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: 

1. respond to the question stated; 
2....

From to Consulation on Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:   

  • respond to the question stated;   ...

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