Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Consultation on Guidelines on Template written agreement for resolution colleges | CCP Directorate | RESPOND |
ESMA will consider all comments received by 1 August 2022. |
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| From to | Consultation on Guidelines Resolvability -Annex Section C Article 15(5) CCPRRR | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they:
▪ respond to the question stated; |
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| From to | Consultation on Art 79 CCPRRR Cooperation Arrangements | CCP Directorate | RESPOND |
ESMA will consider all comments received by 1 August 2022. |
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| From to | Consultation on Guidelines Template Summary Resolution Plans Article 12(7)(a) | CCP Directorate | RESPOND |
ESMA will consider all comments received by 1 August 2022. |
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| From to | Consultation on notifications for cross-border marketing and management of AIFs and UCITS | Fund Management | RESPOND |
Directive 2009/65/EC (the UCITS Directive) and Directive 2011/61/EU (the AIFMD) empower ESMA to develop implementing technical standards (ITS) and regulatory technical standards (RTS) to specify the information to be provided, as well as the content and format of notification letters to be... |
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| From to | Joint Consultation Paper on sustainability disclosures for STS securitisations | Securitisation | RESPOND |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards (hereinafter “RTS”) on content, methodologies and presentation of disclosures pursuant to Article 22(4) and 26d(4) of Regulation (EU) 2017/2402. ... |
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| From to | CALL FOR EVIDENCE ON CCP CLIMATE STRESS TESTS | CCP Directorate |
Responding to this paper ESMA invites comments on all matters in this paper. Comments are most helpful if they:
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| From to | Call For Evidence on market characteristics for ESG Rating Providers in the EU | Sustainable finance |
ESMA is consulting on a call for evidence on the market characteristics for the Environmental, Social and Governance (ESG)... |
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| From to | Consultation on the Revision to Guidelines and Recommendations on Scope of the CRA Regulation | Credit Rating Agencies |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on the Review of EMIR RTS on APC margin measures | CCP Directorate |
Responding to this paper The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 1. respond to the question stated; 2... |
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| From to | Call for evidence on the DLT Pilot Regime | Innovation and Products, MiFID - Secondary Markets |
The Regulation on a pilot regime for market infrastructures based on distributed ledger technology (DLT) (“the DLT Pilot”) aims at developing the trading and settlement for ‘tokenised’ securities. The DLT Pilot requires ESMA to assess whether the regulatory technical standards (RTS) developed... |
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| From to | Discussion paper on the review of the clearing thresholds under EMIR | Post Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 4. Comments are most helpful if they:
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| From to | Consultation on Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) | MiFID - Investor Protection |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) launched today a public consultation on their Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP). The consultation runs until 18... |
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| From to | Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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| From to | Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination | CCP Directorate |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 3. Comments are most helpful if they:
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