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Consultations

Section

328 ALL CONSULTATIONS

Date	Title	Section	Respond	Info	Summary	Documents
From 29/05/2019 to 29/07/2019	Draft technical advice on criteria for tiering under Article 25(2a) of EMIR2.2	Post Trading	RESPOND		Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: respond to the question stated; indicate the specific question to...	esma70-151-2138_cp_ta_on_tiering_criteria.pdf esma70-151-2372_response_form_-_cp_ta_tiering_criteria.docx
From 29/05/2019 to 29/07/2019	Technical Advice on Comparable Compliance under article 25a of EMIR	Post Trading	RESPOND		Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: respond to the question stated; indicate the specific question to...	esma70-151-2179_cp_ta_on_comparable_compliance.pdf esma70-151-2379_response_form_-_cp_ta_comparable_compliance.docx
From 29/05/2019 to 29/07/2019	ESMA fees for Third-Country CCPs under EMIR 2.2	Post Trading	RESPOND		Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: respond to the question stated; indicate the specific question to...	esma70-151-1663_cp_on_emir_2_2_ccp_fees.pdf esma70-151-2383_response_form_-_cp_on_emir_2_2_ccp_fees.docx
From 27/05/2019 to 29/07/2019	Consultation on Guidelines for reporting under Articles 4 and 12 SFTR	Securities Financing Transactions	RESPOND		Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: Respond to the question stated; indicate the specific question to which the comment...	esma70-151-1985_consultation_paper_guidelines_on_reporting_under_sftr.pdf esma70-151-2371_response_form_-_consultation_paper_guidelines_on_reporting_under_sftr.docx esma70-151-1019_consolidated_sftr_validation_rules.xlsx
From 27/05/2019 to 27/08/2019	Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories	Market Integrity, Post Trading			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they: respond to the question stated; indicate the specific question to...	esma70-145-1145_guidelines_on_periodic_information_to_be_submitted_to_esma_by_trade_repositories.pdf esma70-145-1399_response_form_-_guidelines_on_periodic_information_to_be_submitted_to_esma_by_trade_repositories.docx esma70-145-1397_ic_templates.xls esma70-145-1395_data_templates_trs.xls esma70-145-1398_it_templates.xls esma70-145-1396_gov_bus_fin_fee_templates.xls
From 24/05/2019 to 05/07/2019	CALL FOR EVIDENCE ON POSITION LIMITS IN COMMODITY DERIVATIVES	MiFID - Secondary Markets	RESPOND		The European Securities and Markets Authority (ESMA) has launched a call for evidence on position limits and position management in commodity derivatives. ESMA launches this call for evidence in the context of the reviews it must perform under MiFID II, together with the European Commission (EC...	esma70-156-1101_reply_form_position_limits.docx esma70-156-1101_call_for_evidence_position_limits.pdf
From 24/05/2019 to 05/07/2019	CONSULTATION ON INDICES AND RECOGNISED EXCHANGES UNDER THE CAPITAL REQUIREMENTS REGULATION	MiFID - Secondary Markets	RESPOND		The European Securities and Markets Authority (ESMA) has published a Consultation Paper proposing amendments to the main indices and recognised exchanges under the Capital Requirements Regulation (CRR). ESMA considers it necessary to introduce amendments to the Implementing Technical...	reply_form_cp_crr_its.docx esma70-156-864_cp_amending_its_on_main_indices_and_recognised_exchanges_under_crr.pdf
From 28/03/2019 to 29/06/2019	Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation	Fund Management	RESPOND		Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated; ...	esma-34-46-89_-_cpcost_on_eltif_rts.pdf
From 05/02/2019 to 01/04/2019	Consultation on draft guidelines on liquidity stress test for investment funds	Fund Management			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they: respond to the question stated; indicate the specific...	esma34-39-784_esma_guidelines_on_liquidity_stress_testing_in_ucits_and_aifs.pdf esma34-39-795_cp_lst_response_form.docx
From 20/12/2018 to 20/02/2019	Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR	Post Trading			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which...	esma70-151-2040_response_form_-_cp_for_csdr_gl_on_standardised_procedure.docx esma70-151-1847_cp_on_csdr_gl_on_art_6_standardised_procedures_and_messaging_protocols.pdf
From 20/12/2018 to 20/02/2019	Consultation on Guidelines on Settlement Fails Reporting under Article 7(1) of CSDR	Post Trading			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which...	esma70-151-2038_response_form_-_cp_for_csdr_gl_on_settlement_fails_reporting.docx esma70-151-1855_consultation_paper_on_csdr_guidelines_on_settlement_fails_reporting.pdf
From 19/12/2018 to 19/02/2019	Consultation on integrating sustainability risks and factors in MiFID II	MiFID - Investor Protection			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated; 2. indicate...	2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf
From 19/12/2018 to 19/02/2019	Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD	Fund Management			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: 1. respond to the question stated; 2....	esma34-45-569_consultation_paper_on_integrating_sustainability_risks_and_factors_in_the_ucits_directive_and_aifmd.pdf
From 19/12/2018 to 19/03/2019	Consulation on Disclosure Requirements Applicable to Credit Ratings	Credit Rating Agencies			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: respond to the question stated; ...	esma33-9-290_consultation_paper_on_disclosure_requirements_applicable_to_credit_ratings.pdf
From 13/11/2018 to 14/02/2019	Consultation on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation	Fund Management			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions in Annex I. Comments are most helpful if they: - respond to the question stated; - indicate the specific question to which the comment relates; -...	esma34-49-144novbos_cpon_mmfguidelinesreporting.pdf
From 09/11/2018 to 11/01/2019	Call for evidence on periodic auctions for equity instruments	MiFID - Secondary Markets			Who should read this paper This paper is primarily of interest to trading venues and investment...	esma70-156-785_call_for_evidence_periodic_auctions_for_equity_instruments.pdf reply_form_for_the_call_for_evidence_-_periodic_auctions_for_equity_instruments.docx
From 28/09/2018 to 01/12/2018	Consultation on draft guidelines on stress test scenarios under the MMF Regulation	Fund Management			Responding to this paper ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they: respond to the question stated...	esma-34-49-131_cp_on_mmf_stress_test.pdf esma34-49-138_cp_mmf_stress_test_2018_response_form.docx
From 19/07/2018 to 26/09/2018	Consultation on Revised Guidelines on Periodic Reporting by CRAs	Credit Rating Agencies			ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; ...	esma33-9-252_revised_guidelines_on_periodic_reporting.pdf
From 13/07/2018 to 05/10/2018	Consultation on draft guidelines on risk factors under the Prospectus Regulation	Corporate Finance			This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...	esma31-62-996_consultation_paper_on_guidelines_on_risk_factors.pdf
From 13/07/2018 to 05/10/2018	Consultation on the draft technical advice on minimum information content for prospectus exemption	Corporate Finance			This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...	esma31-62-962_consultation_paper_on_minimum_information_content_for_prospectus_exemption.pdf