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Consultations

Section

321 ALL CONSULTATIONS

Date	Title	Section	Respond	Info	Summary	Documents
From 28/03/2019 to 29/06/2019	Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation	Fund Management	RESPOND		Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated; ...	esma-34-46-89_-_cpcost_on_eltif_rts.pdf
From 05/02/2019 to 01/04/2019	Consultation on draft guidelines on liquidity stress test for investment funds	Fund Management			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they: respond to the question stated; indicate the specific...	esma34-39-784_esma_guidelines_on_liquidity_stress_testing_in_ucits_and_aifs.pdf esma34-39-795_cp_lst_response_form.docx
From 20/12/2018 to 20/02/2019	Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR	Post Trading			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which...	esma70-151-2040_response_form_-_cp_for_csdr_gl_on_standardised_procedure.docx esma70-151-1847_cp_on_csdr_gl_on_art_6_standardised_procedures_and_messaging_protocols.pdf
From 20/12/2018 to 20/02/2019	Consultation on Guidelines on Settlement Fails Reporting under Article 7(1) of CSDR	Post Trading			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which...	esma70-151-2038_response_form_-_cp_for_csdr_gl_on_settlement_fails_reporting.docx esma70-151-1855_consultation_paper_on_csdr_guidelines_on_settlement_fails_reporting.pdf
From 19/12/2018 to 19/02/2019	Consultation on integrating sustainability risks and factors in MiFID II	MiFID - Investor Protection			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated; 2. indicate...	2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf
From 19/12/2018 to 19/02/2019	Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD	Fund Management			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: 1. respond to the question stated; 2....	esma34-45-569_consultation_paper_on_integrating_sustainability_risks_and_factors_in_the_ucits_directive_and_aifmd.pdf
From 19/12/2018 to 19/03/2019	Consulation on Disclosure Requirements Applicable to Credit Ratings	Credit Rating Agencies			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: respond to the question stated; ...	esma33-9-290_consultation_paper_on_disclosure_requirements_applicable_to_credit_ratings.pdf
From 13/11/2018 to 14/02/2019	Consultation on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation	Fund Management			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions in Annex I. Comments are most helpful if they: - respond to the question stated; - indicate the specific question to which the comment relates; -...	esma34-49-144novbos_cpon_mmfguidelinesreporting.pdf
From 09/11/2018 to 11/01/2019	Call for evidence on periodic auctions for equity instruments	MiFID - Secondary Markets			Who should read this paper This paper is primarily of interest to trading venues and investment...	esma70-156-785_call_for_evidence_periodic_auctions_for_equity_instruments.pdf reply_form_for_the_call_for_evidence_-_periodic_auctions_for_equity_instruments.docx
From 28/09/2018 to 01/12/2018	Consultation on draft guidelines on stress test scenarios under the MMF Regulation	Fund Management			Responding to this paper ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they: respond to the question stated...	esma-34-49-131_cp_on_mmf_stress_test.pdf esma34-49-138_cp_mmf_stress_test_2018_response_form.docx
From 19/07/2018 to 26/09/2018	Consultation on Revised Guidelines on Periodic Reporting by CRAs	Credit Rating Agencies			ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; ...	esma33-9-252_revised_guidelines_on_periodic_reporting.pdf
From 13/07/2018 to 05/10/2018	Consultation on draft guidelines on risk factors under the Prospectus Regulation	Corporate Finance			This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...	esma31-62-996_consultation_paper_on_guidelines_on_risk_factors.pdf
From 13/07/2018 to 05/10/2018	Consultation on the draft technical advice on minimum information content for prospectus exemption	Corporate Finance			This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...	esma31-62-962_consultation_paper_on_minimum_information_content_for_prospectus_exemption.pdf
From 13/07/2018 to 07/09/2018	Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)	MiFID - Secondary Markets			Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: · respond to the question stated; ...	esma70-156-357_cp_on_amendments_to_rts_11.pdf esma70-156-471_cp_on_amendments_to_rts_11_response_form.docx
From 11/07/2018 to 30/08/2018	Consultation Paper no.6 on the Clearing Obligation under EMIR	Post Trading			All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivative transactions as well as central counterparties (CCPs) and clearing members. All contributions received will...	esma70-151-1530_consultation_paper_no.6_on_the_clearing_obligation_intragroup.pdf esma70-151-1693_response_form_cp_on_the_clearing_obligation_under_emir_no._6.docx
From 04/05/2018 to 15/06/2018	Consultation on amendments to the EMIR Clearing Obligation under the Securitisation Regulation	Joint Committee, Post Trading			Responding to this paper The European Securities Authorities (ESA) invite responses to the questions listed in this Consultation Paper on the amendments to the EMIR Clearing Obligation under the Securitisation Regulation. All contributions should be...	jc_2018_14_cp_on_the_amendments_to_co_under_the_securitisation_regulation.pdf co_pc_response_form.docx
From 27/03/2018 to 25/05/2018	Consultation on Draft Guidelines on “as stringent as” notion in the CRA Regulation	Credit Rating Agencies			This paper may be of interest to users of credit ratings, credit rating agencies and entities interested in applying to be a registered CRA. This consultation follows on from the updated Guidelines on endorsement (November 2017), and comes in response to requests...	esma33-9-235_consultation_paper_on_draft_guidelines_under_the_cra_regulation.pdf form_to_reply_cra_asa_endorsement_consultation.docx
From 23/03/2018 to 23/05/2018	Consultation on technical advice on fees for securitisation repositories	Securitisation			The present report contains ESMA’s proposed technical advice on supervisory fees. In making these proposals, ESMA has sought to be consistent with existing fee provisions under SFTR and EMIR. At the same time, ESMA has sought to streamline the fee arrangement where possible, also in view of its...	consultation_paper_ta_fees_securitisation_repositories.pdf response_form_cp_on_securitisation_repositories_fees.docx
From 23/03/2018 to 23/05/2018	Consultation on draft RTS on the application for registration as a securitisation repository	Securitisation			This consultation seeks stakeholders’ views on the application requirements for firms seeking to register with ESMA as securitisation repositories. It also includes draft Guidelines on the transfer of data between securitisation repositories. The Consultation Paper may be of...	ESMA33-128-109_consultation_paper_securitisation_repositories_application.pdf response_form_cp_on_securitisation_repositories_application_requirements.docx
From 18/01/2018 to 05/02/2018	Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients	MiFID - Investor Protection			Responding to this paper ESMA will consider all comments received by 5 February 2018. All contributions should be sent to CFECFDBO@esma.europa.eu. ...	esma35-43-904_call_for_evidence_-_potential_product_intervention_measures_on_cfds_and_bos_to_retail_clients.pdf