Consultations

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338 ALL CONSULTATIONS
Date Title
Section Respond Info Summary Documents
From to Consultation on delegated acts required by the UCITS V Directive

Who should read this paperThis document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as  institutional and retail investors investing into such...

From to Consultation on disclosure and operational standards Securitisation

Responding to this paper 

ESMA invites responses to the questions set out throughout its Consultation Paper on Draft technical standards on disclosure requirements, operational standards, and access...

From to Consultation on draft Guidelines for non-significant benchmarks Benchmarks, Guidelines and Technical standards

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;

  • contain a clear rationale; and

  • describe...

From to Consultation on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs  Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment...
From to Consultation on draft guidelines on complex debt instruments and structured deposits

Who should read this paper   
This paper is primarily of interest to competent authorities and firms that are subject to MiFID, in particular, investment firms and credit institutions performing investment services and activities. This paper is also important for trade associations,...

From to Consultation on Draft Guidelines on disclosure requirements under the Prospectus Regulation Prospectus

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and
  • describe any alternatives ESMA...
From to Consultation on draft guidelines on liquidity stress test for investment funds Fund Management

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific...
From to Consultation on draft guidelines on risk factors under the Prospectus Regulation Corporate Finance

This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...

From to Consultation on draft guidelines on stress test scenarios under the MMF Regulation   Fund Management

Responding to this paper

ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they:

  • respond to the question stated...
From to Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID

Who should read this paper  This consultation paper should be read by investment firms (as defined in Article 4(1) (1) of MiFID), competent authorities, trade bodies, non-financial counterparties and consumer groups. Responding to this consultation paperESMA invites comments on all matters set...

From to Consultation on draft guidelines on the Market Abuse Regulation Market Abuse, Market Integrity

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Consultation on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation Fund Management

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions in Annex I. Comments are most helpful if they:

- respond to the question stated;

- indicate the specific question to which the comment relates;

-...

From to Consultation on Draft Guidelines on “as stringent as” notion in the CRA Regulation Credit Rating Agencies

This paper may be of interest to users of credit ratings, credit rating agencies and entities interested in applying to be a registered CRA.

This consultation follows on from the updated Guidelines on endorsement (November 2017), and comes in response to requests...

From to Consultation on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. It will primarily be of interest to credit institutions and investment firms who need to calculate their credit risk exposure under the Capital Requirements Regulation (EU) No 575/2013 of 26...

From to Consultation on Draft implementing technical standards under MiFID II MiFID - Secondary Markets

Who should read this paper?

This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit...

From to Consultation on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Consultation on Draft Regulatory Technical Standards on the CSD Regulation

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Consultation on Draft regulatory technical standards on types of AIFMs

Article 4(4) of the AIFMD (see Annex II to this paper for the full text of this Article) provides that ESMA shall develop draft regulatory technical standards (RTS) to determine types of AIFMs, where relevant in the application of the AIFMD, and to ensure uniform conditions of application of the...

From to Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation Fund Management

Responding to this paper  

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  1. respond to the question stated; 
  2. ...
From to Consultation on draft regulatory technical standards under the ELTIF Regulation

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

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