Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories | Market Integrity, Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
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| From to | CALL FOR EVIDENCE ON POSITION LIMITS IN COMMODITY DERIVATIVES | MiFID - Secondary Markets |
The European Securities and Markets Authority (ESMA) has launched a call for evidence on position limits and position management in commodity derivatives. ESMA launches this call for evidence in the context of the reviews it must perform under MiFID II, together with the European Commission (EC... |
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| From to | CONSULTATION ON INDICES AND RECOGNISED EXCHANGES UNDER THE CAPITAL REQUIREMENTS REGULATION | MiFID - Secondary Markets |
The European Securities and Markets Authority (ESMA) has published a Consultation Paper proposing amendments to the main indices and recognised exchanges under the Capital Requirements Regulation (CRR). ESMA considers it necessary to introduce amendments to the Implementing Technical... |
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| From to | Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation | Fund Management |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on draft guidelines on liquidity stress test for investment funds | Fund Management |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they:
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| From to | Consultation on Guidelines on Settlement Fails Reporting under Article 7(1) of CSDR | Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR | Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: |
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| From to | Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD | Fund Management |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: 1. respond to the question stated; |
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| From to | Consulation on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Consultation on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | Fund Management |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions in Annex I. Comments are most helpful if they: - respond to the question stated; - indicate the specific question to which the comment relates; -... |
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| From to | Call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets |
Who should read this paper This paper is primarily of interest to trading venues and investment... |
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| From to | Consultation on draft guidelines on stress test scenarios under the MMF Regulation | Fund Management |
Responding to this paper ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they:
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| From to | Consultation on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on draft guidelines on risk factors under the Prospectus Regulation | Corporate Finance |
This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant... |
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| From to | Consultation on the draft technical advice on minimum information content for prospectus exemption | Corporate Finance |
This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant... |
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| From to | Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) | MiFID - Secondary Markets |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: · respond to the question stated; ... |
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| From to | Consultation Paper no.6 on the Clearing Obligation under EMIR | Post Trading |
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivative transactions as well as central counterparties (CCPs) and clearing members. All contributions received will... |
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| From to | Consultation on amendments to the EMIR Clearing Obligation under the Securitisation Regulation | Joint Committee, Post Trading |
Responding to this paper The European Securities Authorities (ESA) invite responses to the questions listed in this Consultation Paper on the amendments to the EMIR Clearing Obligation under the Securitisation Regulation. All contributions should be... |
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| From to | Consultation on Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies |
This paper may be of interest to users of credit ratings, credit rating agencies and entities interested in applying to be a registered CRA. This consultation follows on from the updated Guidelines on endorsement (November 2017), and comes in response to requests... |
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