Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Consultation on Guidelines on art 25 of AIFMD | Fund Management |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: · respond to the question stated; · indicate the specific... |
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| From to | Technical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which... |
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| From to | Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD | Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: · respond to the question stated;... |
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| From to | Consultation on MiFID II/ MiFIR review report on the transparency regime for equity and equity-like instruments, the double volume cap mechanism and the trading obligations for shares | Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | CONSULTATION ON MIFIR REPORT ON SI | Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection |
Who should read this paper This paper is primarily of interest to third-country firms providing investment services and activities in the Union either (i) on a cross-border basis according to the national law of their host Member State or (ii) though a branch in... |
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| From to | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which... |
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| From to | Consultation on CCP penalties | Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on Guidelines on Internal Controls for CRAs |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: · respond to the question... |
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| From to | Consultation on MiFID II review report on position limits and position management - draft Technical Advice on weekly | MiFID - Secondary Markets |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Joint Consultation concerning amendments to the PRIIPs KID | Fund Management, Joint Committee |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 2017 (hereinafter “PRIIPs Delegated Regulation”). The consultation package includes:
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| From to | Consultation Paper on alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: · respond to the question stated;... |
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| From to | Consultation MAR review | Market Abuse |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) | Post Trading |
Who should read this paper All interested stakeholders are invited to respond to this consultation. In particular, responses are sought from counterparties acting (or intending to act) as clearing service providers and counterparties that are current or potential clearing... |
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| From to | Effects of product intervention measures regarding CFDs and binary options on market participants and clients | MiFID - Investor Protection |
Responding to this paper ESMA will consider all comments received by 4 November 2019. All contributions should be submitted online at www.esma.europa.eu... |
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| From to | Call for evidence on Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection |
Responding to this paper ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 3. ESMA will consider all comments received by 6 September 2019. All contributions should be... |
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| From to | CONSULTATION ON PERFORMANCE FEES GUIDELINES IN UCITS | Fund Management |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on Guidelines on certain aspects of the MiFID II compliance function requirements | MiFID - Investor Protection |
Responding to this paper ESMA invites comments on this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on Draft Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus |
Responding to this paper ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:
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