Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Consultation Paper on access, aggregation and comparison of TR data | Post Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Validation and review of CRAs’ methodologies | Credit Rating Agencies |
The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Discussion Paper on the validation and review of Credit Rating Agencies’ methodologies. All contributions should be submitted online at... |
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| From to | Consultation Paper on PRIIPs Key Information Documents | Fund Management |
Submission of responses The consultation paper is available on the websites of the three ESAs. Comments on this consultation paper can be sent using the response form by 29 January 2016. Contributions not provided in the template for comments, or after the deadline will not be... |
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| From to | Consultation on indirect clearing under EMIR and MiFIR | Post Trading |
The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on Indirect clearing arrangements under EMIR and MiFIR. All contributions should be submitted online at www.esma.europa.eu... |
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| From to | Consultation Paper on the European Single Electronic Format | Corporate Disclosure, IFRS Supervisory Convergence |
The European Securities and Markets Authority (ESMA) today launches its public consultation on its regulatory technical standards on the European Single Electronic Format (ESEF). The amended Transparency Directive requires issuers listed on regulated markets to prepare their annual... |
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| From to | Consultation on Draft implementing technical standards under MiFID II | MiFID - Secondary Markets |
Who should read this paper? This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit... |
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| From to | Consultation on Review of EMIR Article 26 of RTS 153/2013 |
Discussion Paper |
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| From to | Consultation on draft regulatory technical standards under the ELTIF Regulation |
Responding to this paper |
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| From to | Guidelines on sound remuneration policies under the UCITS Directive and AIFMD | Fund Management |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which... |
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| From to | Consultation on Draft Regulatory Technical Standards on the CSD Regulation |
Responding to this paper |
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| From to | Joint Committee consultation on Key Information Document for PRIIPS |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).The discussion paper is available on the websites of the three... |
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| From to | Call for evidence - Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Governance |
Responding to this Call for Evidence |
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| From to | Consultation No 4 on the Clearing Obligation under EMIR |
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| From to | Draft guidelines for the assessment of knowledge and competence |
Responding to this paper • respond to the question stated; • indicate the specific question to... |
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| From to | Investment using virtual currency or distributed ledger technology |
Responding to this paper ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they: • respond to the question stated; • contain a clear rationale; ... |
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| From to | Consultation on draft guidelines on complex debt instruments and structured deposits |
Who should read this paper |
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| From to | Call for evidence on private and bilateral SFIs | Credit Rating Agencies |
This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them: |
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| From to | Addendum Consultation Paper on MiFID II/MiFIR |
18/02/2015 to 20/03/2015 |
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| From to | Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry | Credit Rating Agencies |
The European Securities and Markets Authority (ESMA) has published a call for evidence as part of the development of Technical Advice for the European Commission on the functioning of the credit rating industry and the evolution of the markets for structured finance instruments as required by... |
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| From to | Discussion Paper - Share Classes of UCITS |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which the comment relates... |
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