Consultations

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430 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on Guidelines on art 25 of AIFMD Fund Management

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

·       respond to the question stated;

·       indicate the specific...

From to Technical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

respond to the question stated;

indicate the specific question to which...

From to Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question...
From to Draft Regulatory Technical Standards under the Benchmarks Regulation Benchmarks

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

·         respond to the question stated;...

From to Consultation on MiFID II/ MiFIR review report on the transparency regime for equity and equity-like instruments, the double volume cap mechanism and the trading obligations for shares Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment...
From to CONSULTATION ON MIFIR REPORT ON SI Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question...
From to Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR MiFID - Investor Protection

Who should read this paper

This paper is primarily of interest to third-country firms providing investment services and activities in the Union either (i) on a cross-border basis according to the national law of their host Member State or (ii) though a branch in...

From to Guidelines on securitisation repository data completeness and consistency thresholds Securitisation

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which...

From to Consultation on CCP penalties Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question...
From to Consultation on Guidelines on Internal Controls for CRAs

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they: 

·         respond to the question...

From to Consultation on MiFID II review report on position limits and position management - draft Technical Advice on weekly MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question...
From to Joint Consultation concerning amendments to the PRIIPs KID Fund Management, Joint Committee

The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 2017  (hereinafter “PRIIPs Delegated Regulation”).

The consultation package includes:

    ...
From to Consultation Paper on alignment of MiFIR with the changes introduced by EMIR Refit MiFID - Secondary Markets, Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

·         respond to the question stated;...

From to Consultation MAR review Market Abuse

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question...
From to Consultation on Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) Post Trading

Who should read this paper

All interested stakeholders are invited to respond to this consultation. In particular, responses are sought from counterparties acting (or intending to act) as clearing service providers and counterparties that are current or potential clearing...

From to Effects of product intervention measures regarding CFDs and binary options on market participants and clients MiFID - Investor Protection

Responding to this paper
ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 5.

ESMA will consider all comments received by 4 November 2019.

All contributions should be submitted online at www.esma.europa.eu...

From to Call for evidence on Impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection

Responding to this paper

ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 3.

ESMA will consider all comments received by 6 September 2019.

All contributions should be...

From to CONSULTATION ON PERFORMANCE FEES GUIDELINES IN UCITS Fund Management

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific...
From to Consultation on Guidelines on certain aspects of the MiFID II compliance function requirements MiFID - Investor Protection

Responding to this paper  

ESMA invites comments on this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  • respond to the question stated; 
  • indicate the...
From to Consultation on Draft Guidelines on disclosure requirements under the Prospectus Regulation Prospectus

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and
  • describe any alternatives ESMA...

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