Consultations

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430 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation Paper MiFID II/MiFIR review report on Algorithmic Trading MiFID - Secondary Markets, Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

•  respond to the question stated;

•  indicate the specific question to which the comment relates;

•...

From to Public Consultation on DRSP criteria for derogation Supervisory convergence, Trading

This consultation paper is published to seek stakeholders’ input on ESMA’s proposals for technical advice to the Commission on delegated acts relating to the criteria to identify those ARMs and APAs that, by way of derogation from Regulation (EU) No 600/2014 of the European Parliament and...

From to Public Consultation on fees for data reporting service providers (DRSP) Post Trading, Supervisory convergence, Trading

This consultation paper is published to seek stakeholders’ input on ESMA’s proposals relating to fees for data reporting service provides (DRSPs) in relation to the new competences granted to ESMA under Regulation (EU) 600/2014 (MiFIR) as amended by Regulation 2019/2175 (ESA Review).

...

From to Consultation on draft guidelines on marketing communication Fund Management

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear...
From to Consultation paper on the Guidelines on the MiFID II/ MiFIR obligations on market data MiFID - Secondary Markets

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear...

From to Consultation Paper on Draft advice to EC under Article 8 of the Taxonomy Regulation Sustainable finance

ESMA invites responses to the questions set out throughout this Consultation Paper and summarised in Annex II. Responses are most helpful if they:

-        respond to the question stated and indicate the specific question to which they relate;

-...

From to Public Consultation on Article 15 and 49 EMIR CCP Directorate

This Consultation Paper (CP) covers the technical standards on conditions which require an extension of authorisation for a CCP, conditions which require validations of CCP’s changes to models and parameters by the NCA and ESMA and the procedure for consulting the college on whether or not those...

From to Public Consultation on Guidelines under Article 21 of EMIR CCP Directorate

Article 21(1) of Regulation (EU) No. 648/2012 (‘EMIR’) sets out an obligation for the national competent authorities to review the arrangements, strategies, processes and mechanisms implemented by the central counterparties and to evaluate risks central counterparties are or might be exposed to...

From to Consultation on MiFID II/ MiFIR review on the functioning of Organised Trading Facilities (OTF) MiFID - Secondary Markets, Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment...

From to Consultation Paper on Fees for Benchmark Administrators under BMR Benchmarks

Article 5 of Regulation (EU) 2019/2175 amended Regulation (EU) 2016/1011 (BMR) providing ESMA with new direct supervisory powers under BMR. In particular, the amended BMR designates ESMA as the competent authority of both administrators of critical benchmarks, as referred to in points (a) and (c...

From to Consultation Paper on MiFIR review report on the obligations to report transactions and reference data Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trading

This consultation paper will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions performing investment...

From to Call for Evidence on the review of transparency requirements for equity and non-equity instruments Trading

The European Securities and Markets Authority has published a Call for Evidence (CfE) in the context of the review of transparency requirements for equity and non-equity instruments.The purpose of this exercise is to gather input and views on practical issues related to the application of RTS 1...

From to Guidelines on calculation of positions in SFTs by Trade Repositories Securities Financing Transactions, Trade Repositories

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
respond to the question stated;

  • indicate the specific question to which...
From to Draft Guidelines on Outsourcing to Cloud Service Providers Innovation and Products

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Appendix 1. Comments are most helpful if they:

·       respond to the question stated;

·...

From to CP on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on the amendments to the Market Abuse Regulation for the promotion of the use of SME Growth Markets Market Abuse, Market Integrity, MiFID - Secondary Markets

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Consultation Paper on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on...

From to Joint ESA consultation on ESG disclosures Joint Committee, Sustainable finance

The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards (RTS) on content, methodologies and presentation of disclosures under the Sustainable Finance Disclosure Regulation (SFDR).

The...

From to Consultation on Central Clearing Solutions for Pension Scheme Arrangements Joint Committee, Post Trading, Supervisory convergence

​Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the questions set out in Annex II of the First Report with Consultation on Central Clearing Solutions for Pension Scheme Arrangements that ESMA drafted...

From to Consultation on cross border distribution of funds Fund Management

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1.     respond to the question stated;

2.     indicate the specific question to which the...

From to Availability and use of credit rating information and data Credit Rating Agencies

Responding to this paper

ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 7. Chapter 7 contains three separate questionnaires addressed to three groups of stakeholders.

ESMA will consider all...

From to Consultation on post trade risk reduction services with regards to the clearing obligation (EMIR Article 85(3a)) Post Trading, Supervisory convergence

Responding to this paper

ESMA invites responses to the questions set out throughout its Consultation Paper on the Report on post trade risk reduction services with regards to the...

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