Consultations

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338 ALL CONSULTATIONS
Date
Title Section Respond Info Summary Documents
From to CESR/ESCB Draft Standards for Securities Clearing & Settlement Systems in the European Union

The ESCB-CESR Working Group would like to thank all who replied to the public consultation on the consultative report entitled

From to Call for Evidence on CESR's mandate on Investment Management

The 11th Meeting of CESR in Dublin, 11 and 12 December 2003, decided to establish a provisional Expert Group on Investment Management (Ref. CESR/03-411). It was also decided that after establishment of the Expert Group, the Group would work on drawing up its specific mandate based upon the...

From to CESR's Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments

CESR extends deadline for consultation on some mandates under MiFiD included in its consultative paper (Ref. CESR/04-261b)
Following the requests expressed by a number of market participants during the public hearing held in Paris on 8 and 9 July, CESR has decided to extend to the 4th of...

From to CESR's recommendations for the consistent implementation of the European Commission's Regulation on Prospectuses

To post your reply to this consultation, please click on the to submit button

From to Guidelines for Implementation of Co-ordination of Enforcement of Financial Information
From to Call for evidence regarding the European Commission's mandates on equivalence between certain third countries' application of GAAP and IAS/IFRS

Please post your answer to this call for evidence by 29 July 2004.

From to Call for evidence regarding the European Commission's mandates on the Transparency Directive

Please post your answer to this call for evidence on the website by 29 July 2004

From to Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive

Please post your answer to this call for evidence on the website by 29 July 2004

From to Call for evidence on Call to CESR for technical advice on possible measures concerning Credit Rating Agencies

CESR published today a call for evidence on credit rating agencies following receipt of a call for advice from the European Commission requesting technical advice which might assist in developing possible legislative measures if considered appropriate.
Responses to the call for evidence...

From to CESR's Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - best-execution (mandate under Article 21 of MiFiD) and market transparency (section III.B of the consultative paper)

The deadline for responses to the abovementioned topics was extended to 4 October 2004. For the relevant documents and more information, see under the consultation that closed on 17 September. Please post your answer on the website by 4 October.

From to Consultation on guidance for regulators on how to apply transitional provisions introduced by the UCITS III Directive.

The amending UCITS Directive introduced in 2001 (commonly known as the UCITS III Directive) contain a number of transitional provisions which apply both to UCITS I funds and to grandfathered management companies respectively, and these have given rise to differing interpretations across Europe...

From to Concept Paper on how CESR intends to measure equivalence between Third Country GAAP and IAS/IFRS

Both the newly adopted Prospectus Regulation and the Transparency Directive state that third country issuers (non-EU issuers), who have their securities admitted to trading on an EU regulated market, or who wish to make a public offer of their securities in Europe, will be required, as from 1st...

From to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID)

CESR publishes today its consultation paper (CESR ref: 04-562) with its proposed advice responding to the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive. CESR's advice on this second set of mandates...

From to Which supervisory tools for the EU securities markets? Preliminary Progress Report (Himalaya Report)

The purpose of this preliminary report on the supervision of securities activities in Europe by CESR is twofold. The first objective is to take stock of progress made through the Financial Services Action Plan (FSAP) toward the integration of the EU Single Market for Financial Services in the...

From to CESR's Advice on Possible Implementing Measures of the Transparency Directive

CESR received on 29 June 2004 the official request from the European Commission for technical advice on implementing measures of the Transparency Directive. The purpose of this consultation document from CESR is to seek comments on the draft technical advice that CESR proposes to give to the...

From to Call for Evidence on possible modifications of the UCITS Directive

The European Commission intends to make use of the delegated powers conferred by Art. 53a of the UCITS Directive to the Commission to clarify some of the definitions pertaining to eligible assets which are contained in the UCITS Directive. In its preparation of possible draft comitology...

From to Consultation on Market Abuse, Level 3
From to Second Consultation paper on the first set of mandates regarding possible implementing measures for the Market in Financial Instruments Directive

On 17 June 2004 CESR published its first consultation paper on the first set of mandates under the MiFiD (ref. CESR/04-261b). The public consultation closed on 17 September, except for mandates on best execution and market transparency. The deadline for these mandates has been postponed to end...

From to Consultation on CESR's technical advice to the European Commission on possible measures concerning credit rating agencies

Please post your answer to this consultation via the website, by 1 February

From to Second part of CESR's advice on possible implementing measures of the Transparency Directive

CESR published today for consultation, its second set of advice on possible implementing measures covering different aspects of the Transparency Directive (Ref. CESR/04-512c), in particular:
- notification of major holding of voting rights;
- half yearly financial reports;
-...

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