Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Guidelines on certain aspects of the MiFID II remuneration requirements | MiFID - Investor Protection | RESPOND |
This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of the Council (MiFID II). In particular, this paper is addressed to investment firms and credit institutions providing investment services... |
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| From to | Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision | Market Abuse | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Draft Guidelines for Reporting under EMIR | Market data | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Draft Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Consultation on Draft Guidelines on the consistent application of the triggers for the use of Early Intervention Measures | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Consultation on Draft RTS on the methodology for calculation and maintenance of the additional amount of pre-funded dedicated own resources | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on the Draft Guidelines on CCP recovery plan indicators | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on Draft RTS on order of compensation art. 20 | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation on the Draft Guidelines on CCP recovery plan scenarios (Article 9(12) CCPRRR) | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Consultation on Draft RTS further specifying the factors that shall be considered by the competent authority and the supervisory college when assessing the CCP recovery plan | CCP Directorate | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
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| From to | Public Consultation on the clearing and derivative trading obligations in view of the benchmark transition | Benchmarks, Post Trading | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions outlined in it. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which the comment relates; 3. contain a clear rationale;... |
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| From to | Consultation Paper on the review of RTS 1 (equity transparency) and RTS 2 (non-equity transparency) | Trading | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Public Consultation on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Section 10. Comments are most helpful if they:
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| From to | Public Consultation on the STS notification for on-balance sheet securitisations | Securitisation | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Public Consultation on Guidelines on the Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | RESPOND |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
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| From to | Consultation Paper - Technical standards for commodity derivatives - MiFIDII Recovery Package | COVID-19, MiFID - Secondary Markets | RESPOND |
The European Securities and Markets Authority (ESMA), as part of the post-Covid MiFID II Recovery Package, is seeking input from market participants on its draft Technical Standards for commodity derivatives. Responding to this paper ESMA invites comments on... |
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| From to | Call for evidence on Digital Finance | Innovation and Products | RESPOND |
Technological innovation is transforming financial services at an unprecedent speed, by facilitating new business models and services and the entrance of new market participants. Covid-19 is accelerating this shift and the digitalisation of financial services. These changes bring a host of... |
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| From to | Consultation Paper on the RTS 2 Annual Review | MiFID - Secondary Markets |
The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Consultation Paper on the transparency regime for non-equity instruments and the trading obligations for derivatives MiFID II/ MiFIR review report published on the ESMA website. ... |
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| From to | Consultation on EU Money Market Fund Regulation – legislative review | Fund Management |
This consultation document is developed in the context of Article 46 of the MMF Regulation, which provides that “[b]y 21 July 2022, the Commission shall review the adequacy of this Regulation from a prudential and economic point of view, following consultations with ESMA”. ... |
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| From to | Technical advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Post Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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