NCAs for non-financial counterparties

Competent authorities responsible for non-financial counterparties

Pursuant to Article 10(5) of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR), each Member State shall designate an authority responsible for ensuring that non-financial counterparties (NFC) above the clearing threshold complies with the EMIR obligations applicable to them.

Although ESMA does not have an obligation to publish this list, it is considered a useful guidance for NFC to know the competent authority established in each Member State. The list below will be updated when a change to a designated competent authority occurs.

The order of protocol for the Member States is alphabetical, based on the original written form of the short name of each country.
 

Member States National Competent Authority | Non-financial counterparties
Belgium Financial Services and Markets Authority (FSMA) and National Bank of Belgium (NBB)
Bulgaria Комисията за финансов надзор (FSC)
Czech Republic Ceská národní banka (CNB)
Denmark Finanstilsynet
Germany Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Estonia Finantsinspektsioon (FSA)
Ireland Central Bank of Ireland (CBI)
Greece Ελληνική Επιτροπή Κεφαλαιαγοράς (HCMC)
Spain Comisión Nacional del Mercado de Valores (CNMV)
France Autorité des Marchés Financiers (AMF)
Croatia Hrvatska agencija za nadzor financijskih usluga (HANFA)
Italy Commissione Nazionale per le Società e la Borsa (CONSOB)
Cyprus Επιτροπή Κεφαλαιαγοράς Κύπρου (CySEC)
Latvia No authority has yet been designated
Lithuania Lietuvos Bankas
Luxembourg Commission de Surveillance du Secteur Financier (CSSF)
Hungary Magyar Nemzeti Bank (MNB)
Malta Malta Financial Services Authority (MFSA)
Netherlands Autoriteit Financiële Markten (AFM)
Austria Finanzmarktaufsicht (FMA)
Poland Komisji Nadzoru Finansowego (KNF)
Portugal Comissão do Mercado de Valores Mobiliários (CMVM)
Romania No authority has yet been designated
Slovenia Agencija za trg vrednostnih papirjev (ATVP)
Slovakia Národná Banka Slovenska (NBS)
Finland Finanssivalvonta (FSA)
Sweden Finansinspektionen (FI)
United Kingdom Financial Conduct Authority (FCA)