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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7056 documents
Date Reference Title Sections Type Main document Info
2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.51 KB
2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 369.1 KB
2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.34 KB
2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 372.16 KB
2012/388 LV Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 355.06 KB
2012/388 FI Ohjeet compliance - toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 247.93 KB
2012/388 IT Orientamenti - su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 356.35 KB
2012/388 HU Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.16 KB
2012/388 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 408 KB
2012/388 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 361.42 KB
2012/388 FR Orientations concernant certains aspects de la directive MIF relatifs aux exigences de la fonction de vérification de la conformité Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 367.34 KB
2012/388 ET Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 313.13 KB
2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.72 KB
2012/388 DA Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 352.31 KB
2012/388 CZ Obecné pokyny k určitým aspektům požadavků směrnice MiFID na funkci compliance Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.72 KB
2012/388 BG Насоки относно определени аспекти на изискванията на MiFID за годност Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 342.03 KB
2012/SMSG/60 SMSG advice on Guidelines on sound remuneration policies under the AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 81.39 KB
2012/606 ESMA defines standards for derivatives and CCPs Press Releases Press Release DOWNLOAD 153.58 KB
2012/600 Annex VIII Impact assessment - Annex VIII of the Final report on draft Regulatory and Implementing Technical Standards on Regulation (EU) 648/2012 on OTC derivatives, central counterparties and trade repositories Post Trading Final Report DOWNLOAD 2.32 MB
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB