ESMA - European Securities and Markets Authority

ESMA reminds firms of the impact of inflation in the context of investment services to retail clients

Tuesday 27 September 2022 11:29

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes a statement reminding firms to consider inflation and inflation risk when applying relevant MiFID II requirements in the interest of investor protection.

Over the past months inflation rates have risen in the EU, as in the rest of the world, and this growth in inflation has impacted households both in their daily lives and in their investments and investment decisions.

ESMA notes that from an investor protection perspective, this trend...

Tuesday 27 September 2022 11:28

Monday 26 September 2022 16:30

Monday 26 September 2022 15:29

ESMA consults on guidance on market outages

Monday 26 September 2022 13:58

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, consults on how National Competent Authorities (NCA) should ensure that trading venues have appropriate communication protocols in case of a market outage.

The consultation paper seeks feedback from market participants on its proposed guidance, and in particular on the proposals that:

  • trading venues should have appropriate communication protocols in place ensuring communication to members, participants and the public during an outage
  • ...

Monday 26 September 2022 13:56

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear
  4. ...

Documents: 

Closing date: 

Monday 26 September 2022 13:55

Monday 26 September 2022 13:55

Monday 26 September 2022 13:54

Friday 23 September 2022 16:04