This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines.
Guidelines & Recommendations
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
This is the final report. The guidelines along with the translations are published separately.
Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009
Recommendations - ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive
Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market
Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive