ESMA LIBRARY
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Report X
Reset filter| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
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| 12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
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| 12/12/2019 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 452.78 KB |
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| 12/12/2019 | ESMA34-45-756 | Penalties and measures imposed under the UCITS Directive in 2018 | Fund Management | Report | PDF 467.36 KB |
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| 09/12/2019 | ESMA 50-157-2025 | ASR on EU Derivatives markets- 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
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| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
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| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
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| 31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
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| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |
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| 12/09/2019 | JC 2019 54 | Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.13 MB |
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| 05/09/2019 | ESMA50-164-2458 | Stress simulation for investment funds | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 868.55 KB |
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| 22/07/2019 | ESMA70-151-1952 | 2018 CCP Peer Review Report | Post Trading | Report | PDF 694.38 KB |
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| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
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| 16/07/2019 | ESMA32-63-717 | 23rd Extract from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 441.84 KB |
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| 12/07/2019 | ESMA50-164-2430 | Report on the Licensing of FinTech business models | Innovation and Products | Report | PDF 585.36 KB |
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| 02/07/2019 | ESMA70-154-1193 | Preliminary findings on multiple withholding tax reclaim schemes | Market Integrity | Report | PDF 611.48 KB |
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| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
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| 15/05/2019 | ESMA50-165-822 | ESMA Risk Dashboard No. 2 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 907.13 KB |
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| 06/05/2019 | ESMA/2016/990 | Report on budgetary and financial management 2015 | Corporate Information, Planning reporting budget | Report | PDF 544.34 KB |
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| 06/05/2019 | ESMA02-1733218672-745 | Report on budgetary and financial management 2016 | Corporate Information, Planning reporting budget | Report | PDF 548.5 KB |