ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
8
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Benchmarks filter Benchmarks
- Securities and Markets Stakeholder Group (77) Apply Securities and Markets Stakeholder Group filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Fund Management (10) Apply Fund Management filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Post Trading (6) Apply Post Trading filter
- Joint Committee (5) Apply Joint Committee filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Short Selling (1) Apply Short Selling filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Compliance table filter Compliance table
- Reference (183) Apply Reference filter
- Opinion (108) Apply Opinion filter
- Investor Warning (91) Apply Investor Warning filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Press Release (52) Apply Press Release filter
- Consultation Paper (47) Apply Consultation Paper filter
- Statement (39) Apply Statement filter
- Final Report (27) Apply Final Report filter
- Speech (26) Apply Speech filter
- Letter (24) Apply Letter filter
- Report (18) Apply Report filter
- Guidelines & Recommendations (15) Apply Guidelines & Recommendations filter
- Decision (11) Apply Decision filter
- Q&A (9) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
- ONGOING Procedure (3) Apply ONGOING Procedure filter
- Vacancy (2) Apply Vacancy filter
Your filters
Warnings and publications for investors X Securitisation X Procurement X MiFID - Secondary Markets X Market Integrity X Benchmarks X Compliance table X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 145.2 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.39 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |