ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |
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| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
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| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
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| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
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| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
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| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |