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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/02/2003 03-038 Prospectus Mandate, second call for evidence CESR Archive Consultation Paper PDF
254.55 KB		 In releasing this additional provisional mandate from the European Commission, CESR is inviting all interested parties to submit views as to what CESR should consider in its advice on possible implementing measures concerning the future directive on Prospectus.
29/05/2007 07-320 Q&A on Best Execution CESR Archive Q&A PDF
578.51 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence Q&A PDF
957.9 KB
09/11/2020 ESMA31-67-127 Question and answers on Transparency Directive (TD) Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency Q&A PDF
352.79 KB
19/04/2010 10-293 Question and Answers- Understanding the definition of advice under MiFID CESR Archive Q&A PDF
335.78 KB
06/05/2010 10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee CESR Archive Q&A PDF
130.84 KB
03/11/2009 09-559 Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements CESR Archive Q&A PDF
405.18 KB
01/08/2003 03-538 Scope of Application- CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
107.71 KB
01/06/2001 01-037b Second Consultation Paper "Stabilisation and Allotment- an European supervisory Approach" CESR Archive Consultation Paper PDF
75.56 KB		 Fesco consults on a revised version of the earlier consulation paper published in September 2000. The purpose of the paper is to offer substantial harmonisation of key elements of the offering process. The paper has been prepared by an expert group chaired by Kaarlo J
01/08/2003 03-539 Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
2.54 MB		 The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) have published today two documents entitled
01/09/2008 3L3 Commission consultation The 3 Level 3 Committees’ Joint Response to the European Commission’s Public Consultation Paper on Amendments to Commission Decisions establishing CESR, CEBS & CEIOPS CESR Archive Consultation Paper PDF
48.36 KB
18/10/2001 01-013b The harmonization of conduct of business rules CESR Archive Consultation Paper PDF
245.75 KB		 CESR has issued its revised proposals for the harmonization of conduct of business rules. The second round of public consultation covers the following documents: the revised proposal for the investor protection regimes (Ref.CESR/01-014),and the revised paper on the categorisation of investors (Ref.CESR/01-015.). The process of revision of the initial proposals and an explanation of major changes has been given in a cover-note (Ref. CESR/01-013).Please send your responses to the secretariat by November 15, 2001 at fdemarigny@europefesco.org.
06/04/2004 04-104b The role of CESR at Level 3 of the Lamfalussy process (63 pages- annex 4 pages 14-63) CESR Archive Consultation Paper PDF
631.69 KB		 This consultation paper aims at presenting the views of the Committee of European Securities Regulators (CESR) on how it should organize its role at level 3 under the Lamfalussy procedure. The paper is structured in two parts. The first section provides an introduction and description of the current general principles governing the way in which the Lamfalussy approach and in particular the level 3 should work. The second section sets out in a more detailed manner the organization of CESR
30/12/2004 04-717 annex 5 Trade data Euronext parameters- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
10.22 KB
30/12/2004 04-717 annex 2 Trade data Germany- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
74.26 KB
30/12/2004 04-717 annex 3 Trade data Hungary- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
40 KB
30/12/2004 04-717 annex 4 Trade data Iceland- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
34.89 KB
30/12/2004 04-717 annex 6 Trade data The Netherlands- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
29.95 KB
30/12/2004 04-717 annex 1 Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
544.78 KB

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