REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|21/09/2018||ESMA70-156-780||ESMA Letter on EC proposal to endorse RTS 1 amendments||MiFID - Secondary Markets||Letter||PDF
|09/11/2018||ESMA70-156-785||Call for evidence periodic auctions for equity instruments||MiFID - Secondary Markets||Reference||PDF
|09/11/2018||ESMA70-156-785 Reply form||Reply form for the Call for evidence on periodic auctions for equity instruments||MiFID - Secondary Markets||Reference||DOCX
|27/03/2019||ESMA70-156-907||Letter Chair to EU Commission on the MiFID Review Reports||MiFID - Secondary Markets||Letter||PDF
|14/02/2017||ESMA70-872942901-19||Letter- MiFID II SIs operating broker crossing networks||MiFID - Secondary Markets||Letter||PDF
|27/03/2018||ESMA71-98-125||FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors||MiFID - Investor Protection||Reference||PDF
|02/10/2017||ESMA71-99-608||Annex (Template for the Assessment of Collective Suitability)||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|06/12/2017||ESMA71-99-669||ESMA MIFID and MAR Data Systems||Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC||Reference||PDF
|17/10/2019||ESMA74-362-111||Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters||Board of Supervisors||Decision||PDF
|01/12/2015||JC/2015/079||2015 list of identified Financial Conglomerates||Joint Committee, MiFID - Investor Protection||Reference||PDF
|17/04/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|25/05/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|03/03/2016||Mifid mapping||Mapping- fields in MiFID systems||MiFID - Secondary Markets||Reference||XLSX
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/
|19/07/2013||MOU ACER ESMA||MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market||MiFID - Secondary Markets||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|22/06/2018||Reply to ESMA70-154-5851||Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851)||MiFID - Secondary Markets||Letter||PDF
|12/09/2015||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF