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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/06/2004 04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR Reference PDF
48.19 KB
04/06/2004 C (2004) 1313 Commission decision on classification in grade and step for TAs Reference PDF
106.23 KB
04/03/2004 03-497b List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) Reference PDF
129.53 KB
04/03/2004 03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems Reference PDF
153.77 KB
The so-called
04/03/2004 03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) Reference PDF
1.33 MB
The so-called
04/03/2004 04-075 List of Legislative Measures quoted in the Correspondence Tables Reference PDF
298.12 KB
This list contains all legislative measures which Members quoted in their Correspondence Tables as implementing measures. Where available, hyperlinks to the full text of the specific legislative measure are provided.
04/03/2004 04-127 Indicative timetable for CESR’s work on guidelines for the consistent implementation of the proposed Commission Regulation on Prospectus Reference PDF
48.37 KB
30/10/2003 03-378b The role of CESR in the regulation and supervision of UCITS and asset management in the EU Reference PDF
123.55 KB
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called
23/03/2001 ResolutionStockholm Stockholm Resolution Reference PDF
18.53 KB
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001
15/02/2001 Lamfalussy Report Lamfalussy Report Reference PDF
398.94 KB
The final report by the Committee of Wise Men establishing CESR

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