ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/08/2007 JP MORGAN-CRA JP MORGAN response Reference PDF
746.57 KB
24/08/2007 ABI-CRA ABI response Reference PDF
81.59 KB
24/08/2007 ESF-CRA ESF response Reference PDF
48.38 KB
24/08/2007 M&G-CRA M&G response Reference PDF
49.36 KB
24/08/2007 NVB-CRA NVB response Reference PDF
35.34 KB
26/07/2007 07-416 CESR-Pol’s Work Programme concerning Level 3 of the Market Abuse Directive Reference PDF
75.57 KB
10/07/2007 07-089 annex Information complement: Framework of Principles for Impact Assessment in the area of financial regulation Reference PDF
94.77 KB
03/07/2007 07-322 CESR Guidebook on MiFID market transparency calculations Reference PDF
64.23 KB
26/06/2007 07-071b Methodology for self-assessment and peer-review tool Reference PDF
79.43 KB
11/06/2007 07-101 Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies Reference PDF
78.42 KB
11/04/2007 2004/109/EC - forms Standard forms to be used for the purposes of notifying the acquisition or disposal of major holdings of voting rights and of major holdings of financial instruments, and of notifying the activity of market makers in the context of Directive 2004/109/EC Reference PDF
1016.87 KB
This document contains the standard forms in all official languages.
01/04/2007 07-070b Protocol of the Review Panel Reference PDF
58.25 KB
08/01/2007 06-707 3L3 work programme for 2007 Reference PDF
104.35 KB
The 3L3 work programme for 2007 was developed in accordance with the Joint Protocol of 24 November 2005. In the work programme some issues are referred to as
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators Reference PDF
78.79 KB
30/11/2006 06-260 Survey on the role of securities regulators in auditor oversight of public listed companies, and on their powers in relation to auditors of these companies Reference PDF
114 KB
20/10/2006 06-550b MiFID Level 3 Expert Group – 2006/2007 Work Programme Reference PDF
81.65 KB
02/08/2006 06-434 CESR-SEC Work Plan Reference PDF
66.4 KB
02/08/2006 06-286b Protocol for a CESR Mediation Mechanism Reference PDF
72.35 KB
02/08/2006 06-117b Terms of reference for CESR-Fin Reference PDF
100.14 KB
02/08/2006 06-216d Mandate for CESR ECONET Reference PDF
62.73 KB