ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
166
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Brexit X Corporate Finance X ITMG X Warnings and publications for investors X Supervisory convergence X Guidelines and Technical standards X Opinion X Compliance table X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
21/03/2018 ESMA70-156-322 ESMA opinion on package orders' trading obligation under MiFID II MiFID - Secondary Markets Opinion PDF
173.17 KB
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Compliance table PDF
308.27 KB
27/05/2019 ESMA70-156-478 Opinion on market size calculation MiFID - Secondary Markets Opinion PDF
199.65 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table PDF
273.01 KB
22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table PDF
242.92 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table PDF
280.37 KB		 The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

Pages