Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6033 documents
Date Sort ascending Reference Title Sections Type Main document Info
12/12/2019 ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 232.25 KB
12/12/2019 ESMA22-106-2009 SoC ESMA Board of Supervisors Conference call November 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 136 KB
12/12/2019 ESMA70-156-2005 MAR Article 33 Report on Sanctions Market Abuse Report DOWNLOAD 352.9 KB
12/12/2019 ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
12/12/2019 ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
12/12/2019 ESMA34-45-756 Penalties and measures imposed under the UCITS Directive in 2018 Fund Management Report DOWNLOAD 467.36 KB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR Trading Technical Standards DOWNLOAD 736.79 KB
11/12/2019 ESMA70-154-1504 Briefing BMR Recognition application Benchmarks Reference DOWNLOAD 91.65 KB
10/12/2019 ESMA34-46-91 Final report - Draft RTS under Article 25 of the ELTIF Regulation Fund Management Final Report DOWNLOAD 178.05 KB
09/12/2019 ESMA22-106-1980 SoC ESMA Board of Supervisors October 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 311 KB
09/12/2019 ESMA 50-157-2025 ASR on EU Derivatives markets - 2019 Risk monitoring Report DOWNLOAD 1.9 MB
09/12/2019 ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
05/12/2019 JC 2019 19 The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral Joint Committee, Post Trading Statement DOWNLOAD 80.41 KB
05/12/2019 ESMA70-156-1606 MiFID II/MiFIR Review Report No. 1 Trading Report DOWNLOAD 1004.81 KB
05/12/2019 ESMA71-99-1248 PR on MIFID II Review Report No. 1 Trading, Press Releases Press Release DOWNLOAD 95.34 KB
Related documents MiFID II/MiFIR Review Report No. 1
Summary
Translated versions
05/12/2019 ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
Summary
Translated versions
05/12/2019 ESMA33-9-355 Guidelines on Internal Controls for CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 523.56 KB
Related documents Response Form CP on GLs on Internal Controls for CRAs
Summary
Translated versions
05/12/2019 ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Credit Rating Agencies Reference DOWNLOAD 745.76 KB
Related documents Guidelines on Internal Controls for CRAs
Summary
Translated versions
04/12/2019 2016-1523annex9.11 FIRDS transparency reporting instructions Annex 9.11 - update Reference DOWNLOAD 40.21 KB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Prospectus Reference DOWNLOAD 283.48 KB