| 12/12/2019 |
ESMA22-106-2044 |
SMSG response to ESMA’s Consultation Paper on MAR review report |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 232.25 KB |
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| 12/12/2019 |
ESMA22-106-2009 |
SoC ESMA Board of Supervisors Conference call November 2019 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 136 KB |
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| 12/12/2019 |
ESMA70-156-2005 |
MAR Article 33 Report on Sanctions |
Market Abuse |
Report |
DOWNLOAD 352.9 KB |
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| 12/12/2019 |
ESMA71-99-1263 |
Press release: ESMA calls for strengthened supervision on suspicious transaction reporting |
Market Abuse, Supervisory convergence |
Press Release |
DOWNLOAD 100.61 KB |
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| 12/12/2019 |
ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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| 12/12/2019 |
ESMA34-45-756 |
Penalties and measures imposed under the UCITS Directive in 2018 |
Fund Management |
Report |
DOWNLOAD 467.36 KB |
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| 11/12/2019 |
ESMA70-156-1535 |
Final Report amending ITS on main indices and recognised exchanges under CRR |
Trading |
Technical Standards |
DOWNLOAD 736.79 KB |
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| 11/12/2019 |
ESMA70-154-1504 |
Briefing BMR Recognition application |
Benchmarks |
Reference |
DOWNLOAD 91.65 KB |
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| 10/12/2019 |
ESMA34-46-91 |
Final report - Draft RTS under Article 25 of the ELTIF Regulation |
Fund Management |
Final Report |
DOWNLOAD 178.05 KB |
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| 09/12/2019 |
ESMA22-106-1980 |
SoC ESMA Board of Supervisors October 2019 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 311 KB |
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| 09/12/2019 |
ESMA 50-157-2025 |
ASR on EU Derivatives markets - 2019 |
Risk monitoring |
Report |
DOWNLOAD 1.9 MB |
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| 09/12/2019 |
ESMA70-151-2820 |
Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 819.71 KB |
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| 05/12/2019 |
JC 2019 19 |
The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral |
Joint Committee, Post Trading |
Statement |
DOWNLOAD 80.41 KB |
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| 05/12/2019 |
ESMA70-156-1606 |
MiFID II/MiFIR Review Report No. 1 |
Trading |
Report |
DOWNLOAD 1004.81 KB |
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| 05/12/2019 |
ESMA71-99-1248 |
PR on MIFID II Review Report No. 1 |
Trading, Press Releases |
Press Release |
DOWNLOAD 95.34 KB |
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| 05/12/2019 |
ESMA71-99-1255 |
PR on GLs for CRAs internal control functions |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 86.68 KB |
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| 05/12/2019 |
ESMA33-9-355 |
Guidelines on Internal Controls for CRAs |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 523.56 KB |
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| 05/12/2019 |
ESMA33-5-370 |
Response Form CP on GLs on Internal Controls for CRAs |
Credit Rating Agencies |
Reference |
DOWNLOAD 745.76 KB |
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| 04/12/2019 |
2016-1523annex9.11 |
FIRDS transparency reporting instructions Annex 9.11 - update |
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Reference |
DOWNLOAD 40.21 KB |
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| 04/12/2019 |
ESMA31-59-1417 |
ESMA amendments to an RTS relating to the PR |
Prospectus |
Reference |
DOWNLOAD 283.48 KB |
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